Financial Crime Prevention

Financial crime risk has again risen to the top of the regulatory agenda, and remains one of the most immediate risks for many firms, with criminals constantly seeking new ways to circumvent protective controls.
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Explore Financial Services Compliance and Regulation

Kroll compliance team – based in key financial centers, including London, New York and Hong Kong – is experienced in a wide range of financial crime prevention areas, with experience from wide ranging regulatory investigations to targeted and timely solutions.

We have experience in advising on regulatory and operational issues faced by a range of investment firms within the financial services industry and we have been regularly appointed for financial crime reviews in the UK and other jurisdictions. In the UK, we are also a member of the FCA Financial Crime Skilled Persons Panel.

We draw on our skills and experience to offer assistance with:

 

Developing an Advanced PEP Monitoring and Screening Framework

AML Fraud and Financial Crime

Discover how Kroll helped a client prevent financial crime by developing an advanced politically exposed persons (PEP) monitoring and screening framework and automated screening alerts review.

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Valuation

Valuation of businesses, assets and alternative investments for financial reporting, tax and other purposes.

Cyber Risk

Incident response, digital forensics, breach notification, managed detection services, penetration testing, cyber assessments and advisory.

Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate and remediate security, legal, compliance and regulatory risk.


Corporate Finance and Restructuring

M&A advisory, restructuring and insolvency, debt advisory, strategic alternatives, transaction diligence and independent financial opinions.

Investigations and Disputes

World-wide expert services and tech-enabled advisory through all stages of diligence, forensic investigation, litigation, disputes and testimony.

Digital Technology Solutions

Enriching our professional services, our integrated software platform helps clients discover, quantify and manage risk in the corporate and private capital market ecosystem.


Business Services

Expert provider of complex administrative solutions for capital events globally. Our services include claims and noticing administration, debt restructuring and liability management services, agency and trustee services and more.

Environmental, Social and Governance

Advisory and technology solutions, including policies and procedures, screening and due diligence, disclosures and reporting and investigations, value creation, and monitoring.

Webinar Replay —2023 Fraud and Financial Crime Webinar

2023 Fraud and Financial Crime Webinar—Navigating the Complex Landscape of Financial Crime and Technology

In this webinar, Kroll's experts discussed key takeaways from this year's Fraud and Financial Crime report and strategies for getting ahead in the evolving fight against fraud and financial crime.

Watch the Replay