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Financial Crime Prevention

Financial crime risk has again risen to the top of the regulatory agenda, and remains one of the most immediate risks for many firms, with criminals constantly seeking new ways to circumvent protective controls.

Kroll compliance team – based in key financial centers, including London, New York and Hong Kong – is experienced in a wide range of financial crime prevention areas, with experience from wide ranging regulatory investigations to targeted and timely solutions.

We have experience in advising on regulatory and operational issues faced by a range of investment firms within the financial services industry and we have been regularly appointed for financial crime reviews in the UK and other jurisdictions. In the UK, we are also a member of the FCA Financial Crime Skilled Persons Panel.

We draw on our skills and experience to offer assistance with:

 
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Regulatory Advice and Consulting Services

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Other Areas We Can Help

Advice and Consulting by Jurisdiction

Hosted Regulatory Solution

Our Hosted Regulatory Solutions enables clients to provide regulated services in the UK under a specialized FCA regulatory umbrella.

Hosted Regulatory Solution
Global Advice and Consulting

s166 Skilled Person Review

As an appointed firm on the Financial Conduct Authority (FCA) and Prudential Regulation Authority’s (PRA) Skilled Person Panel, Kroll has a strong track record in conducting skilled person reviews across a range of financial services industries and thematic areas.

s166 Skilled Person Review

Insights

Compliance

The Importance of Jurisdictional Risk When Doing Business with Money Services Businesses

Compliance
Compliance

Global Enforcement Review 2021: Anti-Money Laundering Regulation

Compliance
Compliance

FATF Opportunities and Challenges of New Technologies for AML/CFT

Compliance