Aaron Weiss



Managing Director and Head of Asia Pacific

Aaron Weiss is a managing director and head of Asia Pacific in Kroll's Financial Services Compliance and Regulation practice, based in Singapore. He services clients across Asia Pacific, on regulatory and compliance matters, relating to the Hong Kong SFC, the U.S. SEC, NFA and MAS in Singapore.

Aaron has extensive experience with respect to local licensing requirements, regulatory inspections, as well as other regulatory compliance matters as they relate to US Dodd Frank, the U.S. 1933 Securities Act, the 1934 Exchange Act and the 1940 Advisers Act, the Securities and Futures Act in Singapore and the Securities and Futures Ordinance in Hong Kong. 

Aaron’s background includes key areas such as Regulatory and Operational Due Diligence, institutional asset allocator requirements, Foreign Corrupt Practices Act, OFAC Sanctions, AML & KYC issues (including combating Terrorism Financing throughout Asia-Pacific), & other financial crime matters and market misconduct.

Aaron’s prior experience includes positions as Head of Global Compliance for a Singapore based global asset manager where he worked closely with Asia, US and Middle Eastern regulatory bodies, as well as his time at a large US based global asset manager working on US, Asia and European regulatory compliance matters.

Financial Services Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.

Regulatory Advisory and Assurance Services

Within our Regulatory Advisory and Assurance Services, we assist financial services firms in a range of engagements across our suite of subject matter expertise.

Global Regulatory Licensing Services

Kroll's expert compliance consulting team provides regulatory registration and licensing services taking the burden of regulatory requirements off business operators.

Financial Services Internal Audit

Kroll’s Financial Services Internal Audit practice has specialist teams with subject matter experts who help our clients properly manage their major risks. We provide value-adding ideas and solutions to help achieve your business objectives.

Skilled Person and Regulator Commissioned Reviews

Kroll works with regulators and firms around the world to deliver comprehensive skilled person reports, address risks and return to business as usual.