Mark Turner

Mark is a managing director in the London office where he works in Duff & Phelps' (rebranded as Kroll) Financial Services Compliance and Regulation practice. He specializes in advising the financial services industry on controls and regulation, in particular in matters relating to risk management, control effectiveness, governance and accountability.

Prior to joining Kroll, Mark has worked as a senior consultant and was a senior risk consultant within the Risk Specialist Division at the Prudential Regulation Authority (PRA), and prior to that the Financial Services Authority (FSA), where he was a valuation and controls specialist primarily focusing on banking and insurance. In recent years, Mark has become one of the industry’s leading experts on individual accountability, and has advised some of the world’s largest financial institutions on the UK’s Senior Managers and Certification Regime (SM&CR). Mark regularly advises Boards and Board Directors on Governance, Risk and Compliance matters, in both contentious and non-contentious situations.

Mark is a Chartered Accountant with 20 years’ experience within financial services. He holds a BSc in Mathematics from Imperial College, London.


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Financial Services Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.

Financial Compliance Regulation


Consumer Duty — A Different Approach to Financial Services Regulation

Oct 13, 2022

by Mark TurnerMatt AustenNicola Norfolk

LIBOR Update


LIBOR Transition Advisory Newsletter – May 2022

May 09, 2022

by Marcus MortonRich VestutoMark Turner Jeffrey Fromer

LIBOR Update


LIBOR Transition Advisory Newsletter – February 2022

Feb 24, 2022

by Marcus MortonRich VestutoMark Turner Jeffrey Fromer

Compliance


AMF AFG and ESMA Updates — September 2022

Nov 18, 2022

by Hannah Rossiter