Mark Turner

Mark is a managing director in the London office where he leads the Regulatory Consulting team within Kroll's Financial Services Compliance and Regulation practice. He specializes in advising the financial services industry on governance, risk management, systems and controls, and regulatory compliance matters.

Prior to Kroll, Mark’s experience includes audit, banking, owning/managing a retail business, regulation and management consultancy. He was a senior risk consultant within the Risk Specialist Division at the Prudential Regulation Authority (PRA), and prior to that the Financial Services Authority (FSA). In recent years, Mark has become one of the industry’s leading experts on individual accountability, and has advised some of the world’s largest financial institutions on the UK’s Senior Managers and Certification Regime (SM&CR). Mark regularly advises Boards and Board Directors on Governance, Risk and Compliance matters, in both contentious and non-contentious situations. He has acted as Skilled Person under s166 (FSMA) on over 30 engagements spanning Governance, Risk, Controls, Client Assets (CASS), Financial Crime and Conduct of Business.

Mark is a Chartered Accountant with over 20 years’ experience within financial services. He holds a BSc in Mathematics from Imperial College, London.

Financial Services Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.

Regulatory Advisory and Assurance Services

Within our Regulatory Advisory and Assurance Services, we assist financial services firms in a range of engagements across our suite of subject matter expertise.

Financial Services Internal Audit

Kroll’s Financial Services Internal Audit practice has specialist teams with subject matter experts who help our clients properly manage their major risks. We provide value-adding ideas and solutions to help achieve your business objectives.

Skilled Person and Regulator Commissioned Reviews

Kroll works with regulators and firms around the world to deliver comprehensive skilled person reports, address risks and return to business as usual.