Kroll analyzed global data from 400 senior leaders across three continents to gain insights into the current financial crime landscape and learn how technology might stop the threat of economic, crypto and ESG crimes.
Key findings from the report include:
On October 18, 2023, the U.S. Department of the Treasury announced it had taken additional steps in its approach to ease sanctions on Venezuela.
The Securities and Exchange Commission’s (SEC) Division of Examinations (Division) released its examination priorities, highlighting a variety of recurring and new risk areas.
On November 6, 2023, the FCA will open the Financial Promotions Gateway. Firms must apply to continue approving promotions for unregulated third parties. If not, they must cease the activity by February 7, 2024
Within our Regulatory Advisory and Assurance Services, we assist financial services firms in a range of engagements across our suite of subject matter expertise.
Kroll operates several regulated platforms designed for clients wishing to conduct investment advice, arrange deals or operate private funds, UCITS funds and alternative investment funds via our UK regulatory hosting solution or our Luxembourg-based management company.