U.S. Financial Services Compliance and Regulation

Navigate the ever-changing U.S. financial regulatory environment with confidence. Kroll provides unparalleled expertise in SEC, FINRA, NFA and CFTC regulations, helping clients mitigate risks, maintain current compliance programs and confidently overcome regulatory challenges.
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Recent Industry Recognition

Regulatory Advisory & Compliance Firm of the Year 2024

Regulatory Advisory & Compliance Firm of the Year 2024

  • Kroll Wins Best Regulatory Advisory & Compliance Firm
Kroll Wins Best Regulatory and Compliance Firm of the Year

Private Equity Wire US Awards 2023

  • Kroll Wins Best Regulatory and Compliance Firm of the Year (2022, 2023)

Financial Services Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.

Managed Compliance Software

Automate routine compliance tasks and stay ahead of risk with Kroll’s regulatory expertise.

Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate and remediate security, legal, compliance and regulatory risk.