Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate and remediate operational, legal, compliance and regulatory risks.

Featured Insights

Client Alert
Key Insights: SEC Fund Rule Proposals

Key Insights: SEC Fund Rule Proposals

Feb 15, 2022 On February 9, 2022 the SEC proposed significant rule changes

Compliance Risk
2021 Anti-Bribery and Corruption Benchmarking Report

New Trends Identified – 2021 Anti-Bribery and Corruption Benchmarking Report

Nov 11, 2021 Kroll analyzed global data from 200 senior risk professionals to gain insights into the current anti-bribery and corruption (ABC) landscape

Recent Insights
Compliance

Global Regulatory Outlook 2021

Feb 16, 2021

Compliance

Regulatory Focus – December 2021

Dec 09, 2021

Compliance

ESG Investing and the Outcome of COP26

Dec 13, 2021

by Kevin BraineAndrew Probert Nathalia Cantanhede

Compliance Risk

Incorporating Carbon Audits Into a Holistic ESG Approach

Nov 22, 2021

by David Liu

Compliance Risk

Green Rush to Renewables – The Perfect Climate for Corruption

Jul 22, 2021

by Tom HolloboneDominic Lynch

Compliance

Demystifying the MAS’ 2021 Technology Risk Management Guidelines

Apr 05, 2021

See all servicesStay Ahead with Kroll

Anti-Money Laundering

Kroll’s anti-money laundering (AML) solutions are designed to help minimize the risks associated with money laundering and other illicit activities and to ensure compliance through the development and management of ongoing compliance programs and processes.

Financial Services Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.

Screening and Due Diligence

Comprehensive spectrum of risk-based screening and due diligence solutions.

Compliance Program Consulting

Kroll is trusted by companies worldwide to help establish policies and programs aimed toward preventing fraud and complying with anti-money laundering (AML) and anti-bribery and corruption regulations.

Monitorships

Kroll evaluates, oversees and tests organizations for compliance with any number of laws and regulations on a mandatory or voluntary basis.

Security Risk Management

Helping clients anticipate and respond to a myriad of facility, operational and employee security challenges.

Our Team
Connect with us
Monique Melis
Monique Melis
Managing Director and Global Head of Financial Services Compliance and Regulation
London
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Steven Bock
Steven Bock
Managing Director and Global Head of Compliance Risk and Diligence
Compliance Risk and Diligence
New York
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Kevin Braine
Kevin Braine
Managing Director and Global Head of Research and Operations
Compliance Risk and Diligence
London
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Ken Joseph
Ken C. Joseph, Esq.
Managing Director
Financial Services Compliance and Regulation
New York
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Nicolas Inman
Nicolas Inman
Managing Director
Financial Services Compliance and Regulation
Hong Kong
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David Liu
David Liu
Regional Managing Director APAC, Chief Growth Office
Environmental, Social and Governance Advisory Services (ESG)
Hong Kong
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Timothy V Horner
Timothy V. Horner
Senior Managing Director and Global Head of Security Risk Management
Security Risk Management
New York
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Tom Everett Heath
Tom Everett Heath
Global Head of Forensic Investigations and Intelligence
Forensic Investigations and Intelligence
London
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News

Kroll Acquires Resolver, a Leader in Risk Intelligence Technology

Mar 30, 2022

News

Kroll Named Winner of Central Banking’s Advisory Services Award

Mar 25, 2022