Anti-Money Laundering

Kroll’s anti-money laundering (AML) solutions are designed to help minimize the risks associated with money laundering and other illicit activities and to ensure compliance through the development and management of ongoing compliance programs and processes.

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AML Policy, Program Design and Implementation

A money laundering prevention program is an essential element among the measures that financial institutions must implement to protect their operations and promote trust among their clients and partners. Kroll works with clients to design, implement, and refine comprehensive AML policies and procedures as well as establish an overarching compliance strategy and culture including firm-wide training on AML compliance that reflects the latest regulatory and enforcement trends and industry best practices.

 

AML Due Diligence

Complying with AML regulations requires taking a risk-based approach towards assessing the risks from doing business with customers and third parties. Kroll offers a broad spectrum of risk-based screening, monitoring, and due diligence solutions that suit the needs of AML compliance professionals. We provide tailored solutions commensurate with the level of risk involved, including: establishing policies, procedures and controls that are designed to detect and report instances of money laundering; client onboarding, and risk scoring; sanctions and negative news screening; monitoring; and open source public records research and enhanced due diligence on higher risk accounts.

 

Overflow and Outsourced Customer Identification and Verification

There are many advantages to outsourcing portions of your AML compliance program to Kroll. More and more, in-house compliance professionals are faced with internal financial pressures and resource constraints while looking to build an effective and robust AML program. Kroll can help supplement your existing efforts and provide CIP and due diligence solutions capabilities around the world.

 

Regulatory Investigations

Kroll conducts investigations into alleged violations of key AML legislation like the USA Patriot Act and the Bank Secrecy Act (BSA). This includes allegations of financial mismanagement such as money laundering, internal control lapses and other financial improprieties. Our unmatched investigative capabilities, worldwide presence and long-standing reputation for independence and integrity make us uniquely qualified to resolve regulatory concerns.

 

AML Remediation Services

Kroll helps clients expertly and efficiently resolve gaps and deficiencies in their AML compliance programs. We offer diligence remediation services to assist our clients with changes in the law and/or internal firm policies. Kroll also offers transactional remediation services, when clients may require a “look back” in order to evaluate in-house performance and compliance.

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Zoe Newman
Zoë Newman
Regional Managing Director, EMEA and Global Co-Head of the Financial Investigations Practice
Forensic Investigations and Intelligence
London
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David Lewis
David Lewis
Managing Director and Global Head of Anti-Money Laundering (AML) Advisory
Forensic Investigations and Intelligence
Paris
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Howard Cooper is a Managing Director
Howard Cooper
Managing Director and Global Co-Head of the Financial Investigations Practice
Forensic Investigations and Intelligence
London
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Kevin Braine
Kevin Braine
Managing Director and Global Head of Research and Operations
Compliance Risk and Diligence
London
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Andy Gandhi
Andy G. Gandhi
Managing Director and Global Leader
Data Insights and Forensics
New York
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William Rimington
William Rimington
Managing Director
Cyber Risk
London
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John Arvanitis
John Arvanitis
Managing Director
Compliance Risk and Diligence
Boston
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Maria Evstropova  is a director in Duff & Phelps’ Compliance and Regulatory Consulting practice.
Maria Evstropova
Director
Financial Services Compliance and Regulation
London
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Neil Goradia
Neil Goradia
Managing Director
Data Insights and Forensics
New York
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Rasoul Golparvar
Rasoul Golparvar
Senior Director
Data Insights and Forensics
London
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Malin Nilsson is a managing director at Duff & Phelps.
Malin Nilsson
Managing Director
Financial Services Compliance and Regulation
Channel Islands
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Ioan Peters is an Associate Managing Director
Ioan Peters
Managing Director
Cyber Risk
London
Phone

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Compliance Risk and Diligence

Complying with anti-money laundering and anti-bribery and corruption regulations.

Forensic Investigations and Intelligence

Providing clients with global investigative expertise to help make critical decisions and mitigate risk.

Intelligence, Transactions and Due Diligence

When organizations worldwide need intelligence, insight and clarity to take decisive action, they rely on Kroll.

Compliance Program Consulting

Kroll is trusted by companies worldwide to help establish policies and programs aimed toward preventing fraud and complying with anti-money laundering (AML) and anti-bribery and corruption regulations.

Expert Services

Independent expert analysis, testimony, advice and investigations for complex disputes and projects.

Business Connect

Introducing a workflow solution designed to streamline KYC for compliance professionals.

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New Trends Identified – 2021 Anti-Bribery and Corruption Benchmarking Report

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Lessons from Anti-Money Laundering Penalties

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AML Policy and Brexit – A Quiet Revolution

May 20, 2020

by Maria Evstropova Julius Kania