Compliance Program Consulting

Kroll is trusted by companies worldwide to help establish policies and programs aimed toward preventing fraud and complying with anti-money laundering (AML) and anti-bribery and corruption regulations.

Contact us
/en/services/compliance-risk-and-diligence/compliance-program-consulting /-/media/feature/services/compliance-risk-and-diligence/compliance-program-consulting-desktop-banner.jpg service

Kroll provides clients with advisory services and practical solutions to mitigate and remediate compliance and regulatory risk:

  • Anti-bribery and corruption, code of conduct, and AML program consultation
  • Comprehensive program policy and procedures review and design
  • Areas of focus include internal controls, compliance training and audit functions, “tone at the top” or other topics specific to your needs
  • Approaches include on-site observation and interviews, and books and records reviews
  • Best practices program implementation advisory services
  • Third party and business partner risk scoring and due diligence recommendations
  • Third party questionnaire and partnership certification development
  • Program evaluation, testing and training
  • Risk assessments focused on bribery and corruption risk exposures
Related Team

Connect with us

Kevin Braine
Kevin Braine
Managing Director and Global Head of Research and Operations
Compliance Risk and Diligence
London
Phone
David Liu
David Liu
Regional Managing Director, Asia-Pacific
Environmental, Social and Governance Advisory Services (ESG)
Hong Kong
Phone
Louis David Magnien
Louis-David Magnien
Regional Managing Director, EMEA and Head of Forensic Investigations and Intelligence Paris and Zurich
Forensic Investigations and Intelligence
Paris
Phone
Zoe Newman
Zoë Newman
Regional Managing Director, EMEA and Global Co-Head of the Financial Investigations Practice
Forensic Investigations and Intelligence
London
Phone
Pamela J. Parizek
Pamela J. Parizek
Managing Director
Forensic Investigations and Intelligence
Washington D.C.
Phone
Ned Kulakowski
Ned Kulakowski
Associate Managing Director
Compliance Risk and Diligence
New York
Phone

Optimize your AML compliance programs with software from Resolver, A Kroll Business

Compliance teams of financial organizations are busy. Simplify your GRC and AML programs with Resolver’s Compliance Management app. Save time by using software to automatically monitor all compliance activities and regulatory changes and to easily generate reports for audit documentation.

Learn More

See all servicesStay Ahead with Kroll

Valuation

Valuation of businesses, assets and alternative investments for financial reporting, tax and other purposes.

Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate and remediate security, legal, compliance and regulatory risk.

Corporate Finance and Restructuring

Comprehensive investment banking, corporate finance, restructuring and insolvency services to investors, asset managers, companies and lenders.

Cyber Risk

Incident response, digital forensics, breach notification, managed detection services, penetration testing, cyber assessments and advisory.

Environmental, Social and Governance

Advisory and technology solutions, including policies and procedures, screening and due diligence, disclosures and reporting and investigations, value creation, and monitoring.

Investigations and Disputes

World-wide expert services and tech-enabled advisory through all stages of diligence, forensic investigation, litigation and testimony.

Business Services

Expert provider of complex administrative solutions for capital events globally. Our services include claims and noticing administration, debt restructuring and liability management services, agency and trustee services and more.

Compliance Risk


Key Takeaways from the World Compliance Insurance & Re Conference

Nov 17, 2022

by Emanuel Batista G. Carolina Castellanos, Maria Alejandra Vahos, Pablo Igarrori

Compliance Risk


Case Study: Enhanced Due Diligence with a Dedicated Team

Oct 03, 2022

Compliance Risk


2022 Anti-Bribery and Corruption Report

Jun 06, 2022

Compliance Risk


Russia Sanctions Usher In New Age Of Economic Warfare

Apr 11, 2022

by Michael Watt

Compliance


ESG Investing and the Outcome of COP26

Dec 13, 2021

by Kevin BraineAndrew Probert Nathalia Cantanhede

Global Risk


Global Fraud and Risk Report 2021/22

Sep 13, 2021

Compliance Risk


New Trends Identified – 2021 Anti-Bribery and Corruption Benchmarking Report

Nov 11, 2021

Compliance


Kroll Speaks With Dr. Moustapha Kamal Gueye From the UN International Labor Organization (ILO) on COP26 and Climate Issues

Nov 11, 2021

by Kevin BraineAndrew Probert Madhura Nimkar

Event


Postponed: Kroll Life Sciences Panel Discussion

In-Person Oct 25, 2022 | in-person