Compliance Program Consulting

Kroll is trusted by companies worldwide to help establish policies and programs aimed toward preventing fraud and complying with anti-money laundering (AML) and anti-bribery and corruption regulations.

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Kroll provides clients with advisory services and practical solutions to mitigate and remediate compliance and regulatory risk:

  • Anti-bribery and corruption, code of conduct, and AML program consultation
  • Comprehensive program policy and procedures review and design
  • Areas of focus include internal controls, compliance training and audit functions, “tone at the top” or other topics specific to your needs
  • Approaches include on-site observation and interviews, and books and records reviews
  • Best practices program implementation advisory services
  • Third party and business partner risk scoring and due diligence recommendations
  • Third party questionnaire and partnership certification development
  • Program evaluation, testing and training
  • Risk assessments focused on bribery and corruption risk exposures
Related Team

Connect with us

Kevin Braine
Kevin Braine
Managing Director and Global Head of Research and Operations
Compliance Risk and Diligence
David Liu
David Liu
Regional Managing Director, Asia-Pacific
Environmental, Social and Governance Advisory Services (ESG)
Hong Kong
Louis David Magnien
Louis-David Magnien
Regional Managing Director, EMEA and Head of Forensic Investigations and Intelligence Paris and Zurich
Forensic Investigations and Intelligence
Zoe Newman
Zoë Newman
Regional Managing Director, EMEA and Global Co-Head of the Financial Investigations Practice
Forensic Investigations and Intelligence
Pamela J. Parizek
Pamela J. Parizek
Managing Director
Forensic Investigations and Intelligence
Washington D.C.
Ned Kulakowski
Ned Kulakowski
Associate Managing Director
Compliance Risk and Diligence
New York

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