Forensic Investigations and Intelligence

Monitorships

Independent monitors with local knowledge, industry understanding and competition experience.

Contact us

Courts, regulators and government agencies often appoint independent integrity or compliance monitors to oversee the remediation of criminal, regulatory and compliance deficiencies at organizations that have been investigated or prosecuted. While monitorships have been predominantly a tool of the U.S. federal and state regulators, they are being adopted increasingly in jurisdictions globally. 

Kroll professionals serve as independent monitors and provide multidisciplinary professional services in support of monitors. Our monitoring teams bring together local knowledge; industry understanding; expertise in financial accounting, enterprise risk management, compliance, internal audit and related disciplines; and experience working with criminal, regulatory and competition authorities worldwide. Our professionals have been involved in many of the most consequential, high-profile monitorships of the past 20 years.

Our experts ensure efficient implementation of remedies under the Department of Justice, Securities and Exchange Commission, Federal Trade Commission, European Commission or other governmental oversight. Our targeted reviews and independent testing provide assurance that criminal, regulatory or compliance deficiencies are addressed without unduly disrupting the monitored business.

A Trusted Bridge

Our risk-based approach to monitorships and our experience working with regulators globally enable us to effectively meet the government’s expectations without incurring unnecessary expense for the monitored entity. Kroll acts as the bridge between regulators and the monitored entity. We ensure businesses understand the actions required to satisfy the terms of their settlement and provide visibility and clarity for regulators on the company’s progress in meeting its obligations.

Kroll’s multidisciplinary monitoring team includes former regulators, lawyers, prosecutors, compliance professionals, forensic accountants, investigators, financial professionals, research and data analysts and IT experts. We also draw on our Financial Crime Compliance, Data Analytics and Forensic Accounting practices in our monitoring engagements.

Talk to a Kroll Expert

Kroll is ready to help, 24x7. Explore our services further or speak to a Kroll expert today via our contact page. 

Related Team

Connect with us


See all servicesStay Ahead with Kroll

Valuation

Valuation

Valuation of businesses, assets and alternative investments for financial reporting, tax and other purposes.

Cyber Risk

Cyber Risk

Incident response, digital forensics, breach notification, managed detection services, penetration testing, cyber assessments and advisory.

Compliance and Regulation

Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate and remediate security, legal, compliance and regulatory risk.

Corporate Finance and Restructuring

Corporate Finance and Restructuring

M&A advisory, restructuring and insolvency, debt advisory, strategic alternatives, transaction diligence and independent financial opinions.

Investigations and Disputes

Investigations and Disputes

World-wide expert services and tech-enabled advisory through all stages of diligence, forensic investigation, litigation, disputes and testimony.

Digital Technology Solutions

Digital Technology Solutions

Enriching our professional services, our integrated software platform helps clients discover, quantify and manage risk in the corporate and private capital market ecosystem.

Business Services

Business Services

Expert provider of complex administrative solutions for capital events globally. Our services include claims and noticing administration, debt restructuring and liability management services, agency and trustee services and more.

Environmental, Social and Governance

Environmental, Social and Governance

Advisory and technology solutions, including policies and procedures, screening and due diligence, disclosures and reporting and investigations, value creation, and monitoring.

Return to top