The COVID-19 pandemic has not slowed regulators’ enforcement focus on anti-money laundering (AML) and sanctions failings, with the value of fines increasing considerably in 2020 from 2019.

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Global Enforcement Review

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Monique Melis
Monique Melis
Managing Director and Global Head of Financial Services Compliance and Regulation
London
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Maria Evstropova  is a director in Duff & Phelps’ Compliance and Regulatory Consulting practice.
Maria Evstropova
Director
Financial Services Compliance and Regulation
London
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Ken Joseph
Ken C. Joseph, Esq.
Managing Director
Financial Services Compliance and Regulation
New York
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Malin Nilsson is a managing director at Duff & Phelps.
Malin Nilsson
Managing Director
Financial Services Compliance and Regulation
Jersey
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Hannah Rossiter is a director at Duff & Phelps.
Hannah Rossiter
Managing Director
Financial Services Compliance and Regulation
Paris
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Grainne OFarrelly
Grainne O' Farrelly
Managing Director
Financial Services Compliance and Regulation
Dublin
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Aaron Weiss
Aaron Weiss
Managing Director
Financial Services Compliance and Regulation
Hong Kong
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Financial Services Compliance and Regulation

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Financial Crime Prevention

Financial crime risk has again risen to the top of the regulatory agenda, and remains one of the most immediate risks for many firms, with criminals constantly seeking new ways to circumvent protective controls.

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Global, efficient investigations into allegations of fraud, bribery, corruption and money laundering.

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Insights

Compliance Risk


2022 Anti-Bribery and Corruption Report

Jun 06, 2022

Compliance


The Importance of Jurisdictional Risk When Doing Business with Money Services Businesses

Sep 22, 2021

by Maria Evstropova

Compliance


FATF Opportunities and Challenges of New Technologies for AML/CFT

Aug 05, 2021

by Maria Evstropova

Compliance


Global Regulatory Outlook 2021

Feb 16, 2021

Financial Compliance Regulation


How to Protect Your Firm From Risks Associated to Insider Trading

Oct 12, 2021

by Ken C. Joseph, Esq.

News

News


Kroll Launches New KYC Tool, Kroll Business Connect, to Enhance the Efficiency of Onboarding and KYC Checks

Aug 10, 2021

News


Kroll Ranks Third Global Arbitration Review Expert Witness Power Index

Jul 02, 2021

News


Majority of Companies Say ESG is Important in Anti-Bribery and Corruption (ABC) Programs, but Creates More Challenges than Benefits

Jun 10, 2021

News


John Arvanitis Published in ACAMS Today on a Holistic Approach to AML

Nov 19, 2020

Previous Years Reports

Compliance


Global Enforcement Review 2019

Jul 01, 2019

by Monique MelisNick Bayley

Compliance


Global Enforcement Review 2018

Oct 07, 2018

Compliance


Global Enforcement Review 2017

Jul 26, 2017

by Monique MelisJulian Korek

Compliance


Global Enforcement Review 2016

Aug 04, 2016

by Julian KorekMonique MelisNicolas InmanChris Lombardy

Compliance


Global Enforcement Review 2015

Jun 17, 2015

by Julian KorekMonique MelisNicolas InmanChris Lombardy