Fri, Nov 19, 2021
Regulatory Focus – November 2021
In this edition of Regulatory Focus, Kroll’s compliance experts round up key news and publications from the FCA during October and November 2021.
FCA Key Topics – October – November 2021
Read more about the key topics on the FCA’s agenda during the past month which includes:
- FCA discussion paper on SDR and investment labels
- Six weeks to go – new prudential rules for MiFID firms
- FCA’s finalized rules for a new authorized long-term asset fund
FCA Updates – October 2021
Areas covered:
- Greening the Financial system – The Government’s roadmap
- FCA to move faster to remove unused firm permissions
- Modernizing the Listing Regime – Clare Cole Speech
- FCA Speech on seizing opportunity, challenges and priorities
- Update on the orderly wind-down of LIBOR at the end of 2021
- LIBOR update for orderly wind-down at the end of 2021
- A bank fined £147mn and undertakes to the FCA to forgive $200mn debt
- Bank pleads guilty in criminal proceedings
- Charles Randall to step down as FCA and PSR Chair in Spring 2022
- Joint statement by the FCA, PRA, TPR and FRC on the publication of Climate Change Adaptation Reports
- The CFRF published guides on managing climate-related financial risks