Fri, Nov 19, 2021
Regulatory Focus – November 2021
In this edition of Regulatory Focus, Kroll’s compliance experts round up key news and publications from the FCA during October and November 2021.
Executive Summary
Nov 19, 2021
FCA Key Topics – October - November 2021
Nov 19, 2021
FCA Updates – October 2021
Nov 19, 2021
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FCA Key Topics – October – November 2021
Read more about the key topics on the FCA’s agenda during the past month which includes:
- FCA discussion paper on SDR and investment labels
- Six weeks to go – new prudential rules for MiFID firms
- FCA’s finalized rules for a new authorized long-term asset fund
FCA Updates – October 2021
Areas covered:
- Greening the Financial system – The Government’s roadmap
- FCA to move faster to remove unused firm permissions
- Modernizing the Listing Regime – Clare Cole Speech
- FCA Speech on seizing opportunity, challenges and priorities
- Update on the orderly wind-down of LIBOR at the end of 2021
- LIBOR update for orderly wind-down at the end of 2021
- A bank fined £147mn and undertakes to the FCA to forgive $200mn debt
- Bank pleads guilty in criminal proceedings
- Charles Randall to step down as FCA and PSR Chair in Spring 2022
- Joint statement by the FCA, PRA, TPR and FRC on the publication of Climate Change Adaptation Reports
- The CFRF published guides on managing climate-related financial risks
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