Tue, Dec 1, 2015

Regulatory Focus Newsletter-December 2015

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In this edition of Regulatory Focus, we provide the recent news and publications from the Financial Conduct Authority (FCA) including:

  • Examining the future of AML regulations-speech by Rob Gruppetta
  • Wholesale market policy-a year in review
  • Flows of confidential and inside information
  • JFSC’s amendments to Codes of Practice


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