Mon, Jun 25, 2018

Regulatory Focus – June 2018

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In this edition of Regulatory Focus, the experts in Duff & Phelps’ UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by the Financial Conduct Authority during April and May 2018.

Highlights include:

  • The change in rules surrounding the Financial Services Compensation Scheme (FSCS) Levy
  • Form 42 reporting deadline
  • The Chief Executive of the Financial Conduct Authority’s recent speech at the London Business School Annual Asset Management Conference, highlighting the market-wide risks and changes that have impacted the asset management industry such as MiFID II and Brexit.
  • The Director of Competition’s views on the risks of blockchain technology
  • The FCA’s business plan for 2018/19
  • Recent Enforcement Actions

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