UK Compliance Services

Kroll's team of regulatory and compliance experts – drawn from the FCA, financial institutions, and major professional services firms – provides a comprehensive and unrivaled range of regulatory and compliance services to the UK asset management, investment banking and brokering industries.

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The UK regulatory landscape is constantly evolving, with new Financial Conduct Authority (FCA) initiatives introduced and working practices regularly updated at a European level. The need for increased monitoring and reviewing of compliance procedures presents firms with a consistently challenging working environment.

Regularly cited as "Best regulatory compliance advisory firm," Kroll is a leading global provider of compliance consulting services to the UK and global financial services industry. Clients consult our team of specialists at every stage of their business lifecycle to meet regulatory obligations and navigate the rapidly changing regulatory landscape. We work closely with regulatory bodies and industry associations throughout the world to provide our clients the best available information on regulatory requirements and trends.

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Monique Melis
Monique Melis
Managing Director and Global Head of Financial Services Compliance and Regulation
London
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Nick Bayley
Nick Bayley
Managing Director
Financial Services Compliance and Regulation
London
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Ian Manson
Ian Manson
Managing Director
Financial Services Compliance and Regulation
London
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Global Enforcement of Anti-Money Laundering Regulation: Shift in Focus

While anti-money laundering (AML) continues to dominate global financial crime regulation, enforcement activity is slowing as attention turns from banks to other financial institutions.

Read our Findings

Global Enforcement Review

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Financial Compliance Regulation


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Mar 17, 2022

by Monique MelisMaria EvstropovaKen C. Joseph, Esq.Hannah RossiterAlan KeatingMalin NilssonAaron  Weiss