Managed Compliance Software

Automate routine compliance tasks and stay ahead of risk with Kroll’s regulatory expertise
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Managed Compliance Software | Kroll

The global financial services industry is subject to increasing oversight. Financial services firms need to proactively address changing regulations, but the volume of new and existing obligations can often be difficult to manage. It is even more complex for businesses who are experiencing rapid growth and/or operating across multiple jurisdictions.

Incorporating the trusted expertise of Kroll's Compliance Consulting team, which specializes in guiding firms through all stages of the regulatory life cycle, Kroll’s Managed Compliance Software is a cost-effective and efficient technology that embeds Kroll’s global knowledge into financial services firms’ compliance programs.

Streamline, Automate and Optimize Your Compliance Processes with Kroll’s Managed Compliance Software

Save significant time and costs
Save significant time and costs
View actionable compliance tasks at a glance
View actionable compliance tasks at a glance
Automate routine compliance tasks
Automate routine compliance tasks
Supported by Kroll’s global team of recognized experts
Supported by Kroll’s global team of recognized experts

Kroll provides comprehensive support throughout your compliance journey.

Managed Compliance Software | Kroll

Designed to meet the evolving needs of modern businesses, Kroll’s Managed Compliance Software empowers you to streamline, automate and optimize your compliance processes, supporting regulatory compliance while saving time and resources. With our cutting-edge features and intuitive interface, you can confidently navigate the complex landscape of compliance and focus on your core business objectives.

How to Get Started

Request a Demo

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To learn more about Kroll’s Managed Compliance Software:

  • Complete the request form.
  • Get connected to a Kroll subject matter expert to discuss your unique needs and our custom capabilities.
  • View a demo of our application’s full functionality.

What It Delivers

Interactive Regulatory Task List

Kroll’s compliance software captures your firm’s regulatory obligations and provides an easily actionable regulatory task list with associated due dates and deadlines.

Tasks can be actioned and delegated so that your lean team can efficiently manage priorities, with real-time reporting.

Approvals and Disclosures

Streamline management of compliance activities and reduce time spent on manual coordination with built-in workflows and notifications.

Track compliance activities and demonstrate controls in a single, easily auditable location. Key processes include personal trading, gifts and entertainment, expert network and consultant onboarding, other approvals and disclosures, and certifications.

Policy and Procedure Library

Securely store your firm’s compliance policies and procedures in a central location for staff to access.

Allow your team to easily cross reference any policy or procedure as they use the system, reducing the time needed to navigate everyday tasks

Firm Governance and Country-Specific Modules

Centralize firm and employee information, policies and certifications, enabling you to control and evidence your firm’s compliance with country-specific regimes. Seamlessly navigate the complexities of compliance across various jurisdictions, including Hong Kong's Manager In Charge Regime, Singapore's Individual Accountability Regime, the UK's Senior Managers & Certification Regime (SM&CR), and Ireland's Individual Accountability Framework (IAF), ensuring robust governance and accountability.

Leverage automated workflows for easy, consistent onboarding of new employees.

Recent Industry Recognition

PE Wire European Awards 2023 - Best Regulatory & Compliance Firm

Private Equity Wire European Awards 2023

Kroll Wins Best Regulatory and Compliance Firm of the Year

Financial Services Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.

Anti-Money Laundering

Kroll’s anti-money laundering (AML) solutions are designed to help minimize the risks associated with money laundering and other illicit activities and to ensure compliance through the development and management of ongoing compliance programs and processes.

Forensic Investigations and Intelligence

The Kroll Investigations, Diligence and Compliance teams consists of experts in forensic investigations and intelligence, delivering actionable data and insights that help clients worldwide make critical decisions and mitigate risk.