Save significant time and costs
Managed Compliance Software
Automate routine compliance tasks and stay ahead of risk with Kroll’s regulatory expertise
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Request a Demo
Request a Demo
The global financial services industry is subject to increasing oversight. Financial services firms need to proactively address changing regulations, but the volume of new and existing obligations can often be difficult to manage. It is even more complex for businesses who are experiencing rapid growth and/or operating across multiple jurisdictions.
Incorporating the trusted expertise of Kroll's Compliance Consulting team, which specializes in guiding firms through all stages of the regulatory life cycle, Kroll’s Managed Compliance Software is a cost-effective and efficient technology that embeds Kroll’s global knowledge into financial services firms’ compliance programs.
Streamline, Automate and Optimize Your Compliance Processes with Kroll’s Managed Compliance Software
View actionable compliance tasks at a glance
Automate routine compliance tasks
Supported by Kroll’s global team of recognized experts
Kroll provides comprehensive support throughout your compliance journey.
Designed to meet the evolving needs of modern businesses, Kroll’s Managed Compliance Software empowers you to streamline, automate and optimize your compliance processes, supporting regulatory compliance while saving time and resources. With our cutting-edge features and intuitive interface, you can confidently navigate the complex landscape of compliance and focus on your core business objectives.
What It Delivers
Interactive Regulatory Task List
Kroll’s compliance software captures your firm’s regulatory obligations and provides an easily actionable regulatory task list with associated due dates and deadlines.
Tasks can be actioned and delegated so that your lean team can efficiently manage priorities, with real-time reporting.
Approvals and Disclosures
Streamline management of compliance activities and reduce time spent on manual coordination with built-in workflows and notifications.
Track compliance activities and demonstrate controls in a single, easily auditable location. Key processes include personal trading, gifts and entertainment, expert network and consultant onboarding, other approvals and disclosures, and certifications.
Policy and Procedure Library
Securely store your firm’s compliance policies and procedures in a central location for staff to access.
Allow your team to easily cross reference any policy or procedure as they use the system, reducing the time needed to navigate everyday tasks
Firm Governance and Senior Managers and Certification Regime (SM&CR)
Centralize firm and employee information, policies, and certifications, enhancing your firm’s ability to control and evidence your firm’s compliance with the UK SM&CR.
Leverage automated workflows for easy, consistent onboarding of new employees.
What It Delivers
Interactive Regulatory Task List
Kroll’s compliance software captures your firm’s regulatory obligations and provides an easily actionable regulatory task list with associated due dates and deadlines.
Tasks can be actioned and delegated so that your lean team can efficiently manage priorities, with real-time reporting.
Approvals and Disclosures
Streamline management of compliance activities and reduce time spent on manual coordination with built-in workflows and notifications.
Track compliance activities and demonstrate controls in a single, easily auditable location. Key processes include personal trading, gifts and entertainment, expert network and consultant onboarding, other approvals and disclosures, and certifications.
Policy and Procedure Library
Securely store your firm’s compliance policies and procedures in a central location for staff to access.
Allow your team to easily cross reference any policy or procedure as they use the system, reducing the time needed to navigate everyday tasks
Firm Governance and Senior Managers and Certification Regime (SM&CR)
Centralize firm and employee information, policies, and certifications, enhancing your firm’s ability to control and evidence your firm’s compliance with the UK SM&CR.
Leverage automated workflows for easy, consistent onboarding of new employees.
Recent Industry Recognition
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Private Equity Wire European Awards 2023 |
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Private Equity Wire US Awards 2022 |
How to Get Started
To learn more about Kroll’s Managed Compliance Software:
- Complete the request form.
- Get connected to a Kroll subject matter expert to discuss your unique needs and our custom capabilities.
- View a demo of our application’s full functionality.
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