Hong Kong Regulation

Kroll provides comprehensive SFC licensing support.

Contact us

Explore Financial Services Compliance and Regulation

/en/services/financial-services-compliance-and-regulation/asia-compliance-services/hong-kong-regulation /-/media/feature/services/financial-services-compliance-and-regulation/hong-kong-regulation-desktop-banner.jpg service

With one of the fastest growing economies in the world, Asia is a dynamic and exciting environment in which to do business. As financial markets become more complicated, business in Hong Kong and the Asia region has become increasingly sophisticated, cross-border and exposed to market and regulatory risks.

With a reputation as the leading global provider of compliance and regulatory advisory services, we work with a range of financial services firms to provide tailored solutions that work seamlessly within their local market place and internationally. Against a backdrop of changing regulation and compliance procedures, legislative upheaval and increased demand from existing clients, we have built a team of experts that enables our clients to deal with the issues facing them swiftly and efficiently.

The Securities and Futures Commission (SFC) works closely with its counterparts worldwide concerning regulatory and enforcement co-operation. We can support your firm in relation to meeting regulatory and compliance requirements of the SFC and other regulators in Hong Kong, as well as with regulators across the globe, particularly the Securities Exchange Commission (SEC) in the United States, the Financial Conduct Authority (FCA) in the UK, the Central Bank of Ireland and the Commission de Surveillance du Secteur Financier (CSSF) Luxembourg.

Our services include:

Related Team

Connect with us

Nicolas Inman
Nicolas Inman
Managing Director
Financial Services Compliance and Regulation
Hong Kong
Aaron Weiss
Aaron Weiss
Managing Director and Head of Asia Pacific
Financial Services Compliance and Regulation
Hong Kong

See all servicesStay Ahead with Kroll


Valuation of businesses, assets and alternative investments for financial reporting, tax and other purposes.

Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate and remediate security, legal, compliance and regulatory risk.

Corporate Finance and Restructuring

Middle Market M&A, Strategic Advisory, Debt Advisory and Private Capital Markets, Restructuring and Insolvency Services, Financial Due Diligence, Fairness Opinions, Solvency Opinions and ESOP/ERISA Advisory.

Cyber Risk

Incident response, digital forensics, breach notification, managed detection services, penetration testing, cyber assessments and advisory.

Environmental, Social and Governance

Advisory and technology solutions, including policies and procedures, screening and due diligence, disclosures and reporting and investigations, value creation, and monitoring.

Investigations and Disputes

World-wide expert services and tech-enabled advisory through all stages of diligence, forensic investigation, litigation, disputes and testimony.

Business Services

Expert provider of complex administrative solutions for capital events globally. Our services include claims and noticing administration, debt restructuring and liability management services, agency and trustee services and more.


Global Enforcement of Anti-Money Laundering Regulation: Shift in Focus

Mar 17, 2022

by Monique MelisMaria EvstropovaKen C. Joseph, Esq.Hannah RossiterAlan KeatingMalin NilssonAaron  Weiss


Global Regulatory Outlook 2021

Feb 16, 2021


Hong Kong Regulatory Calendar 2021

Apr 05, 2021

by Aaron  WeissNicolas Inman

Forensic Investigations and Intelligence

Global Fraud and Risk Report 2019/20

Sep 30, 2019