Regulatory Remediation and Government Claims Administration

Regulatory and government solutions tailored by industry experts with extensive experience meeting and exceeding the expectations of corporations and government agencies.

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We understand the complexities involved with regulatory matters and government enforcement actions. These matters require thoughtful planning and business rule development, dedicated teams trained on custom processes and strict quality control to verify claims and distribute funds to all verified claimants and/or consumers. Compliance with state and federal regulations, agency regulations and court procedural rules is paramount to a successful administration.

Our accomplished team has worked with the Securities and Exchange Commission (SEC), Department of Justice (DOJ), Federal Trade Commission (FTC), Consumer Finance Protection Bureau (CFPB), Attorney General of the State of New York, Attorney General of the Commonwealth of Massachusetts, and Equal Employment Opportunity Commission (EEOC) in various matters associated with fair fund and disgorgement fund settlements.

Our Services

We leverage our technology and subject matter expertise to deliver top-quality results through our in-house services:

  • Build administration plans for government enforcement actions, including consent orders, assurances of discontinuance, and deferred prosecution agreements
  • Working with clients to develop statements of work
  • Notice media campaigns, including follow up efforts to achieve high participation rates
  • Heir and next of kin discovery and verification
  • Website and database design and management
  • Advanced granular project reporting using government electronic file sharing systems
  • Strategic communications and global contact center
  • Payment processing and analysis
  • Fund management and distribution
  • Tax and treasury services
  • Special master services
 

Our team has decades of experience administering legal settlements of all types and sizes and we understand the unique aspects of regulatory and government matters. Contact us today to request a proposal or discuss your settlement.

Advanced Reporting and Transparency

Our vast experience and expansive in-house resources allow Kroll to offer flexible services for each settlement. Our team can accommodate unique functionalities that offer innovative solutions to complex problems.

  • Real-time case dashboard
  • Easy access to post distribution accounting
  • Proprietary claims processing platform
 

Learn more about our advanced reporting capabilities and innovative technology solutions.

Connect with us
Randall Burkholder
Randall Burkholder
Managing Director and Head of Settlement Administration
Settlement Administration
New York
Phone
Angela Ferrante
Angela Ferrante
Managing Director
Settlement Administration
New York
Phone
Lori L Castaneda
Lori L. Castaneda
Senior Director
Settlement Administration
San Francisco
Phone
Mark Rapazzini
Mark P. Rapazzini
Senior Director
Settlement Administration
Silicon Valley
Phone
James Prutsman
James R. Prutsman
Senior Director
Settlement Administration
Philadelphia
Phone
Lynn Gatto
Lynn Gatto
Director
Settlement Administration
Phone
Hollie Spicer
Hollie Spicer
Director
Settlement Administration
Chicago
Phone

See all servicesStay Ahead with Kroll

Valuation

Valuation of businesses, assets and alternative investments for financial reporting, tax and other purposes.

Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate and remediate operational security, legal, compliance and regulatory risk.

Corporate Finance and Restructuring

Comprehensive investment banking, corporate finance, restructuring and insolvency services to investors, asset managers, companies and lenders.

Cyber Risk

Incident response, digital forensics, breach notification, managed detection services, penetration testing, cyber assessments and advisory.

Environmental, Social and Governance

Advisory and technology solutions, including policies and procedures, screening and due diligence, disclosures and reporting and investigations, value creation, and monitoring.

Investigations and Disputes

World-wide expert services and tech-enabled advisory through all stages of diligence, forensic investigation, litigation and testimony.

Business Services

Expert provider of complex administrative solutions for capital events globally. Our services include claims and noticing administration, debt restructuring and liability management services, agency and trustee services and more.

Explore insights
Settlement Administration

How the Administration of Class Actions Compares to the Administration of Government Enforcement Actions

Mar 10, 2022

by Mark P. Rapazzini

Settlement Administration

The Successful Administration of an Assurance of Discontinuance

Jun 17, 2021

by Mark P. Rapazzini

Cobell Indian Trust Settlement
  • $3.4 billion settlement fund
  • Over 480,000 claims filed
  • Largest US government class action settlement in history
Cobell Indian Trust Settlement
In the Matter of Ally Financial Inc. and Ally Bank
  • $80 million settlement fund
  • Distribution of over 95% of the fund
  • Approximately 500,000 outbound calls
  • Extensive program administered in multiple languages
In the Matter of Ally Financial Inc. and Ally Bank