Fri, Apr 30, 2021
The FCA and Practitioner Panel Joint Survey for 2021 Launches
Executive Summary
Apr 30, 2021
When Do Senior Managers Have to Be Certified and Reported as Directory Persons?
Jul 23, 2021
FCA Changes Process for Firms Wishing to Change Their Legal Status
Jul 23, 2021
Fake Emails Purporting to Come from the FCA
Jul 23, 2021
Second Consultation on New Prudential Regime for UK Investment Firms
Apr 19, 2021
Levelling the Playing Field: Innovation in the Service of Consumers and the Market
Apr 20, 2021
Compliance, Culture and Evolving Regulatory Expectations
Mar 31, 2021
Changes to UK MiFID’s Conduct and Organizational Requirements
Apr 28, 2021
The FCA and Practitioner Panel Joint Survey for 2021 Launches
Apr 30, 2021
Regulation for a Different World
May 06, 2021
FCA Fines Firm for Serious Financial Crime-Control
May 06, 2021
Financial Services Regulatory Initiatives Grid
May 07, 2021
FCA Launches Consultation on Long-term Asset Fund (LTAF)
May 07, 2021
FCA and Bank of England Statement on LIBOR Transition
May 13, 2021
The Rise in Scams and the Threat to a Legitimate Financial Services Industry
May 18, 2021
All Reporting Firms Moved to FCA's New Data Collection Platform Regdata
May 19, 2021
FCA Publishes a Consultation Paper on the Use of Its New Powers
May 20, 2021
Man Charged for Carrying Out Regulated Activities Without Authorization
May 20, 2021
Firms Should Ensure That Permissions Are Reviewed Regularly
Jul 23, 2021
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The FCA and Practitioner Panel joint survey for 2021 has been sent to a sample of regulated firms. The survey is carried out on behalf of the FCA by Kantar Public and is used to help the FCA determine its approach to regulation. The results will be published in Autumn 2021.
The FCA press release can be read here.
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