Monique Melis
Managing Director and Global Head of Financial Services Compliance and Regulation
London
Financial Services Compliance and Regulation
Kroll’s global team of recognized experts provides financial services clients with end-to-end compliance and regulatory services, working alongside you to minimize risks, drive efficiencies, and ensure compliance. We also operate regulatory platforms for private funds and UCITS clients through our UK-based hosted solution and Luxembourg- and Ireland-based management companies.
Contact UsExplore Financial Services Compliance and Regulation
- Middle East Financial Services Compliance and Regulation Solutions
- UK Financial Services Compliance and Regulation Solutions
- U.S. Financial Services Compliance and Regulation
- Global Regulatory Licensing Services
- Retained Compliance Support and Managed Services
- Global
- Financial Services Internal Audit
- Regulatory Due Diligence
- Regulatory Hosting
- Skilled Person and Regulator Commissioned Reviews
We deliver on time, within budget and to the highest quality standards, always striving to exceed expectations. We operate with a non-silo approach as one united team to offer a global solution to our clients, who value the clear communication and exemplary service they receive from the start.
Our approach is backed by our powerful team of compliance and regulatory consultants, who are experts in the financial services industry and well connected locally and globally. Our experts previously served in numerous capacities including former regulators, chief compliance officers and legal counsel. This diversity of experience proves critical when navigating our clients through complex regulatory matters.
Our global team operates seamlessly across jurisdictions to provide clients with cross-jurisdictional advice and integrated expertise. The powerful combination of our unique focus on financial services, team of industry recognized experts and “one team” approach allows clients to receive seamless service, relevant guidance and extensive insight to overcome the challenges they face.
Our Unique Framework
Providing a deep pool of talent, our industry experts bring unrivalled experience and insight to our clients so that our advice is tailored and relevant to specific requirements.
We deliver on time, within budget and to the highest quality standards, always striving to exceed expectations. We operate with a non-silo approach as one united team to offer a global solution to our clients, who value the clear communication and exemplary service they receive from the start.
Our approach is backed by our powerful team of compliance and regulatory consultants, who are experts in the financial services industry and well connected locally and globally. Our experts previously served in numerous capacities including former regulators, chief compliance officers and legal counsel. This diversity of experience proves critical when navigating our clients through complex regulatory matters.
Our global team operates seamlessly across jurisdictions to provide clients with cross-jurisdictional advice and integrated expertise. The powerful combination of our unique focus on financial services, team of industry recognized experts and “one team” approach allows clients to receive seamless service, relevant guidance and extensive insight to overcome the challenges they face.
Our Unique Framework
Providing a deep pool of talent, our industry experts bring unrivalled experience and insight to our clients so that our advice is tailored and relevant to specific requirements.
We deliver on time, within budget and to the highest quality standards, always striving to exceed expectations. We operate with a non-silo approach as one united team to offer a global solution to our clients, who value the clear communication and exemplary service they receive from the start.
Our approach is backed by our powerful team of compliance and regulatory consultants, who are experts in the financial services industry and well connected locally and globally. Our experts previously served in numerous capacities including former regulators, chief compliance officers and legal counsel. This diversity of experience proves critical when navigating our clients through complex regulatory matters.
Our global team operates seamlessly across jurisdictions to provide clients with cross-jurisdictional advice and integrated expertise. The powerful combination of our unique focus on financial services, team of industry recognized experts and “one team” approach allows clients to receive seamless service, relevant guidance and extensive insight to overcome the challenges they face.
Our Unique Framework
Providing a deep pool of talent, our industry experts bring unrivalled experience and insight to our clients so that our advice is tailored and relevant to specific requirements.
We deliver on time, within budget and to the highest quality standards, always striving to exceed expectations. We operate with a non-silo approach as one united team to offer a global solution to our clients, who value the clear communication and exemplary service they receive from the start.
Our approach is backed by our powerful team of compliance and regulatory consultants, who are experts in the financial services industry and well connected locally and globally. Our experts previously served in numerous capacities including former regulators, chief compliance officers and legal counsel. This diversity of experience proves critical when navigating our clients through complex regulatory matters.
Our global team operates seamlessly across jurisdictions to provide clients with cross-jurisdictional advice and integrated expertise. The powerful combination of our unique focus on financial services, team of industry recognized experts and “one team” approach allows clients to receive seamless service, relevant guidance and extensive insight to overcome the challenges they face.
Our Unique Framework
Providing a deep pool of talent, our industry experts bring unrivalled experience and insight to our clients so that our advice is tailored and relevant to specific requirements.
Recent Industry Recognition
 | Private Equity Wire US Awards |
 | Private Equity Wire European Awards 2023 |
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Kroll works with regulators and firms around the world to deliver comprehensive skilled person reports, address risks and return to business as usual.
Regulatory Due Diligence
Kroll is a leader in performing regulatory and compliance reviews that complement the financial, commercial and legal M&A transaction due diligence process.
Global Regulatory Licensing Services
Kroll's expert compliance consulting team provides regulatory registration and licensing services taking the burden of regulatory requirements off business operators.
Retained Compliance Support and Managed Services
With expertise in diverse regulatory frameworks, including the FCA, the SEC, AMF, SFC, MAS and more, Kroll offers practical support, from initial authorization to ongoing compliance support.
Global
Financial Services Internal Audit
Kroll’s Financial Services Internal Audit practice has specialist teams with subject matter experts who help our clients properly manage their major risks. We provide value-adding ideas and solutions to help achieve your business objectives.
Regulatory Hosting
Kroll operates several regulated platforms designed for clients wishing to conduct investment advice, arrange deals or operate private funds or alternative investment funds via our UK regulatory hosting solution.
Managed Compliance Software
Automate routine compliance tasks and stay ahead of risk with Kroll’s regulatory expertise.
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