Thu, Aug 1, 2019

Regulatory Watch - Asset Management Q2 2019

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In this edition of Regulatory Watch, the experts in Duff & Phelps’ Paris Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by France’s Autorité des marchés financiers affecting the asset management industry during the second quarter of 2019.

This publication also includes an roundup of news and enforcement matters from the United Kingdom’s Financial Conduct Authority (FCA), the European Union and the U.S. financial regulator the Securities and Exchange Commission (SEC).

Financial Services Compliance and Regulation

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Anti-Money Laundering

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