Kroll supports financial institutions and corporates with licensing, advisory and managed services to meet compliance obligations, manage regulatory risk and respond to complex issues including those arising in emerging areas such as crypto and digital assets. Combining financial crime, regulatory compliance and investigative expertise, we help organizations strengthen governance, enhance operational efficiency and deliver regulator-ready outcomes.
Compliance Lifecycle
A repeatable cadence that proves effectiveness across functions and regions.
Compliance Lifecycle
Assess
Risk assessment, heat map, resource plan
Our Solutions for Compliance
Compliance challenges rarely arrive one at a time. Kroll brings together the regulatory expertise, investigative capability and technology to support your program at every stage—from program design and third-party screening through to privileged investigations and regulator-ready reporting.
Acute Compliance / Regulatory Breach Support
Managed Compliance Software
Automate routine compliance tasks and stay ahead of risk with Kroll’s regulatory expertise.
Investigations, Diligence and Compliance
Kroll’s Investigations, Diligence and Compliance practice leverages our best-in-class multidisciplinary team to help businesses, law firms, financial institutions, private equity firms, government agencies, non-profit organizations and individuals meet their most critical challenges.
Incident Remediation and Recovery Services
Cyber incident remediation and recovery services are part of Kroll’s Complete Response capabilities, expediting system recovery and minimizing business disruption.
Regulatory Advisory and Assurance Services
Our award‑winning team helps clients navigate complex regulatory landscapes by delivering tailored solutions across governance, risk management, financial crime prevention and investment compliance.
Misinformation Investigations
Helping clients deal with risks in the digital domain – fake news, misinformation and responding in a crisis.
Compliance or Regulatory Support for a Governing Body
Regulatory Advisory and Assurance Services
Our award‑winning team helps clients navigate complex regulatory landscapes by delivering tailored solutions across governance, risk management, financial crime prevention and investment compliance.
Skilled Person and Regulator Commissioned Reviews
Kroll partners with regulators and firms worldwide to deliver comprehensive skilled person reports, address risks and resume to business as usual.
Cyber Policy Review and Design
Ensure that your cyber security policy has the appropriate controls needed to keep your organization's information secure with a remediation plan in place in the event of an incident.
Financial Reporting Valuations
When companies require an objective and independent assessment of value, they look to Kroll.
Tax Compliance
Built upon the foundation of its renowned valuation business, Kroll's Tax Services practice follows a detailed and responsive approach to capturing value for clients.
Transfer Pricing Documentation
Address Complex Transfer Pricing Issues with Senior-Led Expertise.
Additional Services That Support Your Compliance Needs
Supply Chain Vendor Screening and Due Diligence Services
Identifying, assessing, mitigating and monitoring third-party risk in modern supply chains.
Global Regulatory Licensing Services
Kroll's expert compliance consulting team provides regulatory registration and licensing services taking the burden of regulatory requirements off business operators.
Retained Compliance Support and Managed Services
Kroll provides comprehensive retained and ad hoc regulatory compliance consulting services, ensuring firms maintain a competitive edge amid evolving regulatory landscapes across the UK, Europe, North America, Hong Kong and Singapore.
Anti-Money Laundering Testing
Kroll’s anti-money laundering (AML) solutions are designed to help minimize the risks associated with money laundering and other illicit activities and to ensure compliance through the development and management of ongoing compliance programs and processes.
Operational Due Diligence
Kroll’s Operational Due Diligence team conducts tailored reviews of hedge funds, private equity funds, venture capital funds, CTAs, manager service providers and managed account platforms, helping investors make informed decisions.
Trade and Customs
Kroll helps clients proactively develop strategies, manage risks, uncover and address compliance gaps and respond to investigations or enforcement actions across the full spectrum of trade and customs challenges.
Tools and Platforms
Kroll Compliance Portal
To make effective business decisions at scale, you need a compliance program grounded in objectivity and efficiency. Kroll Compliance Portal is your single platform for managing all aspects of a third-party compliance program.
Managed Compliance Software
Automate routine compliance tasks and stay ahead of risk with Kroll’s regulatory expertise.
Our Proven Track Record
Programs That Pass Regulatory Scrutiny
Strong compliance policies and procedures, testing and advice that aligns to your business needs.
Full Spectrum of Third-Party Checks and Investigations
In-depth, high-volume enhanced screening with auditable results and clear escalation trails - giving compliance teams the depth of intelligence they need at the speed the business demands.
Global and Local Expertise on Regulatory Issues
Sensitive matters resolved with clear findings, access to best-in-class intelligence, procedures and remediation plans—conducted with the discretion, rigour and litigation-ready reporting that global investigations require.
