Managed Compliance Software

Kroll’s compliance software captures your firm’s regulatory obligations and provides an easily actionable regulatory task list with associated due dates and deadlines.

Tasks can be actioned and delegated so that your lean team can efficiently manage priorities, with real-time reporting.

Streamline management of compliance activities and reduce time spent on manual coordination with built-in workflows and notifications.

Track compliance activities and demonstrate controls in a single, easily auditable location. Key processes include personal trading, gifts and entertainment, expert network and consultant onboarding, other approvals and disclosures, and certifications.

Securely store your firm’s compliance policies and procedures in a central location for staff to access.

Allow your team to easily cross reference any policy or procedure as they use the system, reducing the time needed to navigate everyday tasks.

Centralize firm and employee information, policies and certifications, enabling you to control and evidence your firm’s compliance with country-specific regimes. Seamlessly navigate the complexities of compliance across various jurisdictions, including Hong Kong's Manager In Charge Regime, Singapore's Individual Accountability Regime, the UK's Senior Managers & Certification Regime (SM&CR), and Ireland's Individual Accountability Framework (IAF), ensuring robust governance and accountability.

Leverage automated workflows for easy, consistent onboarding of new employees.