AT A GLANCE

Matteo Basso is a Managing Director in the Financial Services Compliance Consulting practice, based in London.

He leverages more than 12 years of experience in compliance and regulation with a focus on alternative asset management firms. His areas of expertise cover MiFID II, AIFMD, UCITSD and FCA rules and regulations more generally. At Kroll, Matteo manages the Compliance Consulting team which provides ongoing compliance support to hedge funds, private equity and other alternative firms. Matteo also oversees high-profile FCA authorizations and compliance review projects on behalf of Kroll’s clients.

Prior to joining Kroll, Matteo served as team leader in the MiFID II Authorizations team at the FCA, where he managed a team of case officers for the assessment of regulatory applications from firms impacted by MiFID II. Before that, he was a policy advisor in the FCA’s Asset Management and Funds Policy team, responsible for the implementation of UCITS V and involved in the development and negotiation of a number of EU and domestic policy initiatives. Additionally, Matteo also served as senior associate in the FCA’s Authorizations Division, where he worked on the UK implementation of the AIFMD.

Matteo began his career as a consultant in 2010 before moving in-house to work as a compliance analyst for a global long-short equity hedge fund in Milan and London.

He holds a bachelor’s degree in business law and economics from the University of Turin and a Master of Law in international financial law from King’s College London. He has also cleared Level I and II of the Chartered Financial Analyst exams from the CFA Institute.

Let’s get the conversation started.

Drop me a quick line and we’ll set up a time to connect.

We will use this information to respond to your inquiry and process your data in accordance with our privacy policy.

Stay Ahead with Kroll

Financial Services Compliance and Regulation

In the ever-evolving financial services landscape, Kroll's award-winning team offers comprehensive regulatory and compliance services, guiding clients through registration, licensing, and compliance support to minimize risks and enhance efficiency globally.

Regulatory Advisory and Assurance Services

In an era of increasing regulatory scrutiny, Kroll stands as a premier provider of Regulatory Advisory and Assurance Services to the financial services industry. Our award-winning team helps clients navigate complex regulatory landscapes, offering tailored solutions from governance and risk management to financial crime prevention and investment compliance.

Retained Compliance Support and Managed Services

Kroll provides comprehensive retained and ad hoc regulatory compliance consulting services, ensuring firms maintain a competitive edge amid evolving regulatory landscapes across the UK, Europe, North America, Hong Kong and Singapore.

Global Regulatory Licensing Services

Kroll's expert team provides regulatory registration and licensing services taking the burden of regulatory requirements off business operators. We partner with you to answer regulator queries and assist you in developing a tailored operational framework that meets regulator and investor expectations.