Wed, Feb 5, 2020

ESMA Launches a Common Supervisory Action with NCAs on MiFID II Suitability Rules

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Financial Services Compliance and Regulation

Financial Services Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.

Compliance Consulting

Compliance Consulting

Expert compliance support for a variety of firms including hedge funds, private equity firms, wealth managers, corporate finance and broker-dealers.

European Compliance Services

European Compliance Services

Comprehensive compliance and regulatory support for EU firms.

UK Compliance Services

UK Compliance Services

Comprehensive compliance and regulatory support for FCA authorized firms.

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