Financial Services Compliance and Regulation

Regulated Platforms

Kroll operates regulated platforms for private funds and UCITS clients through our UK hosted regulatory solution and Luxembourg- and Ireland-based management companies.

Explore Regulated Platforms

Our fully licensed, regulated management companies in Ireland and Luxembourg provide a proven, economically viable operating solution to support asset managers with an expedited launch and ongoing management of various fund types.

A management company is a regulated entity that serves as the overarching manager for EU established funds. It oversees the key regulatory management responsibilities (designated functions) for the fund, while the investment management function is delegated to the fund’s Investment Manager. This enables managers to establish funds expediently and allows time to focus on their core competency.

By hosting under Kroll’s FCA hosted regulatory solution, your firm can conduct regulated activities including issue investment advice, arrange transactions and provide corporate advisory services to clients as an FCA Appointed Representative. Firms can use the platform for the long-term or simply while seeking their own FCA authorisation.

Our experienced team can help your firm set-up on our hosted platform usually within one to two months, whilst providing the compliance infrastructure needed to operate and comply within an FCA regulated environment.

Related Team

Connect with us

Monique Melis

Managing Director and Global Head of Financial Services Compliance and Regulation

London

+44 (0)20 7089 0820

Monique Melis

Matteo Basso

Managing Director

Compliance Consulting

London

+44 2070890932

Nicolas Inman

Managing Director

Financial Services Compliance and Regulation

London

+44 (0)20 7089 0939

Grainne O' Farrelly

Managing Director

Financial Services Compliance and Regulation

Dublin

+353 14720768

Anil Singh

Managing Director

Financial Services Compliance and Regulation

Luxembourg

+352 2610880621

Anil Singh

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