Financial Services Compliance and Regulation
Financial Services Compliance and Regulation

European Compliance Services

Kroll provides a range of services to international funds, their investment managers, promoters and service providers, as well as a range of domestic financial institutions.

Contact us

Explore European Compliance Services

  • Solutions

Due Diligence Play

Discover how Kroll built a dedicated client service team for a large banking institution, provided a customized due diligence solution, and saved 70% on their costs over a three-year period. Request our qualifications.

Kroll’s team of regulatory and compliance experts support clients across Europe from offices in Dublin, Jersey, London, Luxembourg and Paris. Our team of regulatory professionals is drawn from roles as accountants, lawyers, former regulators and in-house compliance officers, from a range of buy- and sell-side firms.

We provide tailored services for firms based upon their specific business models and requirements, whether based in one jurisdiction or across multiple locations. We are a trusted advisor to a wide variety of firms including asset managers, both alternative and traditional, banks and fiduciaries. Our team has deep expertise in assisting firms with setting up and licensing as well as providing specific project support and regular advisory support, either through secondment or as a retained advisor. We can advise firms on topics from distribution to internal audit programs and control frameworks. 

We have a proud and proven track record of working with firms, regulators and investors to achieve their sometimes differing aims in a professional and pragmatic way, bringing our deep specialist knowledge to bear on every engagement that we undertake. 


Due Diligence Play

Discover how Kroll built a dedicated client service team for a large banking institution, provided a customized due diligence solution, and saved 70% on their costs over a three-year period. Request our qualifications.

Recent Industry Recognition

Kroll Wins Best Regulatory and Compliance Firm of the Year

Private Equity Wire US Awards

 
PE Wire European Awards 2023 - Best Regulatory & Compliance Firm

Private Equity Wire European Awards 2023

Related Team

Connect with us

Explore areas we can helpStay Ahead with Kroll

Irish Regulation

Irish Regulation

Kroll is uniquely placed to assist firms in negotiating the regulatory landscape.

French Regulation

French Regulation

A range of support from a review of your suitability arrangements, training, controls and procedures to conducting bespoke reviews on past business activities.

Channel Islands Regulation

Channel Islands Regulation

Kroll provides a range of regulatory and compliance consulting services for firms registered in the Channel Islands.

UCITS

UCITS

Managers of traditional and alternative investment strategies continue to look to UCITS funds as a globally recognized, internationally distributed fund product.

Trade and Transaction Reporting Services

Trade and Transaction Reporting Services

Explore Insights
Return to top