European Compliance Services

Kroll provides a range of services to international funds, their investment managers, promoters and service providers, as well as a range of domestic financial institutions.

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Kroll’s team of regulatory and compliance experts support clients across Europe from offices in Dublin, Jersey, London, Luxembourg and Paris. Our team of regulatory professionals is drawn from roles as accountants, lawyers, former regulators and in-house compliance officers, from a range of buy- and sell-side firms.

We provide tailored services for firms based upon their specific business models and requirements, whether based in one jurisdiction or across multiple locations. We are a trusted advisor to a wide variety of firms including asset managers, both alternative and traditional, banks and fiduciaries. Our team has deep expertise in assisting firms with setting up and licensing as well as providing specific project support and regular advisory support, either through secondment or as a retained advisor. We can advise firms on topics from distribution to internal audit programs and control frameworks. 

We have a proud and proven track record of working with firms, regulators and investors to achieve their sometimes differing aims in a professional and pragmatic way, bringing our deep specialist knowledge to bear on every engagement that we undertake. 


Related Team

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Monique Melis
Monique Melis
Managing Director and Global Head of Financial Services Compliance and Regulation
London
Phone
Ian Manson
Ian Manson
Managing Director
Financial Services Compliance and Regulation
London
Phone
Nick Bayley
Nick Bayley
Managing Director
Financial Services Compliance and Regulation
London
Phone
Malin Nilsson is a managing director at Duff & Phelps.
Malin Nilsson
Managing Director
Financial Services Compliance and Regulation
Jersey
Phone
Hannah Rossiter is a director at Duff & Phelps.
Hannah Rossiter
Managing Director
Financial Services Compliance and Regulation
Paris
Phone

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Valuation of businesses, assets and alternative investments for financial reporting, tax and other purposes.

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