Compliance Risk and Diligence
Kroll Compliance Risk and Diligence partners with clients to anticipate, detect, and respond to regulatory and reputational risks associated with Ethics and Compliance obligations worldwide. We offer solutions focused on Anti-Bribery & Corruption (ABC) and Anti-Money Laundering (AML) to assist with Know Your Customer, Third-Party Due Diligence, M&A transactions, IPOs and Supply Chain due diligence.
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Client Stories
Client Stories
Discover how Kroll built a dedicated client service team for a large banking institution, provided a customized due diligence solution, and saved 70% on their costs over a three-year period. Request our qualifications.
Complying With Anti-money Laundering and Anti-bribery and Corruption Regulations
Through a combination of in-depth subject matter expertise, global research capabilities, and flexible technology tools Kroll can help clients:
- Design, set-up, and implement compliance programs and policies, taking into consideration the complex and unique laws across the world
- Establish an overarching compliance strategy and culture, including firm-wide training programs
- Manage third party risks leveraging Kroll’s Third Party Compliance portal, a web-based due diligence, governance and compliance platform
- Take a risk-based approach to compliance through a broad range of Screening and Monitoring Services and Enhanced Due Diligence capabilities
- Respond to potential risks through Kroll’s investigative, remediation, and look-back solutions
Discover how Kroll built a dedicated client service team for a large banking institution, provided a customized due diligence solution, and saved 70% on their costs over a three-year period. Request our qualifications.
Anti-Money Laundering (AML)
Many of the world’s top financial institutions call on Kroll to help them comply with key legislation like the USA PATRIOT Act and the Bank Secrecy Act (BSA).
Adherence to these and other global regulations requires a risk-based approach to establishing and carrying out AML and Know Your Customer (KYC) programs, including customer identification programs and enhanced due diligence.
Kroll provides tailored solutions commensurate with the level of risk involved, including: establishing policies, procedures and controls that are designed to detect and report instances of money laundering; client onboarding, screening and risk scoring; and enhanced due diligence on higher risk accounts.
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Anti-Bribery and Corruption
Between the Foreign Corruption Practices Act (FCPA), the UK Bribery Act (UKBA) and newer country-specific legislation, the global regulatory environment has grown increasingly complicated. Exposure to corruption-related risks continues to be one of the top business issues for compliance and in-house legal professionals as well as C-level stakeholders. Kroll can equip clients with the tools necessary to mitigate and remediate these regulatory compliance concerns.
Kroll’s solutions include anti-bribery and corruption program design and implementation, the use of Kroll’s proprietary 3rd Party Compliance Portal to assess and manage the risk of third parties and internal controls, ongoing screening, monitoring, and enhanced due diligence of third parties, and the ability to respond quickly to any bribery or corruption risk that may arise worldwide.
2023 Fraud and Financial Crime Report
Kroll analyzed global data from 400 senior leaders across three continents to gain insights into the current financial crime landscape and learn how technology might stop the threat of economic, crypto and ESG crimes.
Key findings from the report include:
- 69% of global respondents expect financial crime risks to increase over the next 12 months.
- More than two-thirds of respondents plan to invest in technology to tackle the expected increase in financial crime.
- More than half of respondents evolving technologies, digital currencies, data privacy and geopolitical tension as challenges posed to government in fighting financial crime.
- 61% of respondents agree that ESG factors should be a consideration for all businesses and part of every financial crime compliance program.
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Kroll’s screening and due diligence solutions offer a cost-effective, high-quality, and programmatic approach towards assessing potential risks from new and existing customers, third parties, investments and partners.
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Background Screening and Due Diligence
Comprehensive spectrum of background checks, screening and due diligence services.
Compliance Program Consulting
Kroll is trusted by companies worldwide to help establish policies and programs aimed toward preventing fraud and complying with anti-money laundering (AML) and anti-bribery and corruption regulations.
Monitorships
Kroll evaluates, oversees and tests organizations for compliance with any number of laws and regulations on a mandatory or voluntary basis.
2023 Fraud and Financial Crime Webinar—Navigating the Complex Landscape of Financial Crime and Technology
Join the webinar led by Kroll financial crime experts who will discuss key findings from our 2023 Fraud and Financial Crime report and share insights to help organizations stay compliant and minimize risk.
Staying Ahead of the Curve: Understanding and Implementing the DOJ's Latest Guidelines
Jul 10, 2023
by Emanuel Batista, Pamela J. Parizek, Ned Kulakowski, Maria Vahos
