Welcome and Opening Remarks
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Every morning, Regulatory Clarity will review all the updates to Form ADV on the SEC’s website. Our system reviews the entire Form ADV filing including every answer to every question in every section, all the schedules to the filing, as well as the Disclosure Reporting Pages (DRPs) and the signature page. In our daily email we will identify the managers that make changes, flag the changes and then sort the changes into one of three categories:
In addition to flagging the changes, we will explain why the issue is important, or perhaps critical. The Form ADV filing can be confusing and opaque to allocators that do not understand every change or why the change is signaling inconsistencies in the manager’s filing. Regulatory Clarity flags the changes and then it explains why the issues may be important to your firm. Regulatory Clarity will provide allocators with actionable information and not bury them with confusing data.
Regulatory Clarity was designed to meet the unique needs of fund allocators. Our system helps analysts and portfolio managers keep track of important changes, and who within your organization is following up with the fund manager through the following:
Regulatory Clarity was designed to make the complex Form ADV data easy to access and easy to understand:
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