In this edition of Regulatory Focus, Duff & Phelps provides a synopsis of the FCA's latest news and publications issued in August and September 2017.
Highlights include:
-
MiFID II Topics and Challenges
-
The Governor of the Bank of England's speech: 'Law, Ethics and Culture in Banking'
-
FCA publishes MiFID II Implementation Policy
Stay Ahead with Kroll
Financial Services Compliance and Regulation
In the ever-evolving financial services landscape, Kroll's award-winning team offers comprehensive regulatory and compliance services, guiding clients through registration, licensing, and compliance support to minimize risks and enhance efficiency globally.