AT A GLANCE
Jane is a director on the Financial Services Compliance and Regulation team and manages relationships with a broad range of firms, but particularly brokers, advisers, corporate finance advisers and asset management firms. Currently she is working on cross-border issues within the UK and US.
Jane has worked within the regulation and compliance industry since 1991. She gained experience in compliance at Natwest Stockbrokers Ltd, before spending seven years within the surveillance division of the FSA and its predecessor, the Securities and Futures Authority, where she specialized in private clients, particularly client assets and conduct of business rules, and corporate finance.
Stay Ahead with Kroll
Financial Services Compliance and Regulation
In the ever-evolving financial services landscape, Kroll's award-winning team offers comprehensive regulatory and compliance services, guiding clients through registration, licensing, and compliance support to minimize risks and enhance efficiency globally.
Regulatory Advisory and Assurance Services
In an era of increasing regulatory scrutiny, Kroll stands as a premier provider of Regulatory Advisory and Assurance Services to the financial services industry. Our award-winning team helps clients navigate complex regulatory landscapes, offering tailored solutions from governance and risk management to financial crime prevention and investment compliance.
Retained Compliance Support and Managed Services
Kroll provides comprehensive retained and ad hoc regulatory compliance consulting services, ensuring firms maintain a competitive edge amid evolving regulatory landscapes across the UK, Europe, North America, Hong Kong and Singapore.