Financial Compliance and Regulation Insights

Thu, Dec 8, 2016

Regulatory Focus Newsletter-November 2016

/en/our-team/jane-stoakesJane Stoakes joined Kroll in January 2015 from Kinetic Partners.

Jane Stoakes

Download the Report

In this edition of Regulatory Focus, Duff & Phelps provides a synopsis of the FCA’s latest news and publications including:

  • The FCA's financial crime priorities

  • The FCA's review of competition in the asset management sector

  • Recent enforcement

Stay Ahead with Kroll

Financial Services Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.

Financial Services Compliance and Regulation

Kroll is headquartered in New York with offices around the world.

One World Trade Center
285 Fulton Street, 31st Floor
New York NY 10007
+1 212 593 1000
Sign up to receive periodic news, reports, and invitations from Kroll. Our privacy policy describes how your data will be processed.

More About Kroll

More About Kroll
© 2025 Kroll, LLC. All rights reserved. Kroll is not affiliated with Kroll Bond Rating Agency, Kroll OnTrack Inc. or their affiliated businesses. Read more.
Return to top