Thu, Dec 8, 2016

Regulatory Focus Newsletter-November 2016

Download the Report

In this edition of Regulatory Focus, Duff & Phelps provides a synopsis of the FCA’s latest news and publications including:

  • The FCA's financial crime priorities

  • The FCA's review of competition in the asset management sector

  • Recent enforcement

Financial Services Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.