Mon, Apr 11, 2016

Regulatory Focus-March 2016

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In this edition of Regulatory Focus, Duff & Phelps provides a synopsis of the FCA’s latest news and publications including:

  • Peer to Peer (P2P) Advising Permission

  • The banning of a former commercial bank trader following LIBOR fraud

  • CASS 7A and the Special Administration Regime Review

  • Application of the Senior Managers Regime

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