Mon, Apr 11, 2016
Regulatory Focus-March 2016
In this edition of Regulatory Focus, Duff & Phelps provides a synopsis of the FCA’s latest news and publications including:
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Peer to Peer (P2P) Advising Permission
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The banning of a former commercial bank trader following LIBOR fraud
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CASS 7A and the Special Administration Regime Review
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Application of the Senior Managers Regime
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