Regulatory Focus provides a synopsis of the Financial Conduct Authority’s (FCA) latest news and publications on a monthly basis.
Regulatory highlights this month include:
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DP 15/3 FCA’s approach to implementing MiFID II conduct of business and organizational requirements
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FCA’s Business Plan for 2015/16
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CP 15/8 Quarterly consultation paper No.8
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FCA fines and prohibits Stephen Bell, former director of network Financial Group, from performing compliance oversight function
