Regulatory Focus provides a synopsis of the Financial Conduct Authority’s (FCA) latest news and publications on a monthly basis.
Regulatory highlights this month include:
DP 15/3 FCA’s approach to implementing MiFID II conduct of business and organizational requirements
FCA’s Business Plan for 2015/16
CP 15/8 Quarterly consultation paper No.8
FCA fines and prohibits Stephen Bell, former director of network Financial Group, from performing compliance oversight function