Sat, May 30, 2020
The experts in Duff & Phelps’ UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the recent news and publications issued by the Financial Conduct Authority (FCA) including advice for firms on COVID-19.
May 30, 2020
Apr 03, 2020
Apr 09, 2020
May 06, 2020
Apr 07, 2020
Apr 20, 2020
Apr 23, 2020
May 13, 2020
The FCA has launched a daily email round-up of COVID-19 news and publications published on its website. Join the list to receive the daily update.
Compliance Challenges in a Remote Working World
Scam E-mails Purporting to Come From the FCA and the CIMA
COVID-19 Financial Resilience Survey
ESMA Publishes Guidance on Performance Fees in UCITS and Certain AIFs
ESMA Sets Out Supervisory Expectations on Publication of Investment Funds Reports
SM&CR and COVID-19: The FCA’s Expectation of Solo-Regulated Firms
FCA Publishes 2020/21 Business Plan
FCA Expectations for Signatures Amid COVID-19 Restrictions
ESAs Consult on Environmental, Social and Governance Disclosure Rules
FCA Update on COVID-19 and Information Security
Working Group on RFRWG Issues Statement on the Impact of COVID-19 on the Timeline for Firms’ LIBOR Transition Plans
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