Sat, May 30, 2020

Regulatory Focus – May 2020

The experts in Duff & Phelps’ UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the recent news and publications issued by the Financial Conduct Authority (FCA) including advice for firms on COVID-19.

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Financial Services Compliance and Regulation

Financial Services Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.

Compliance Consulting

Compliance Consulting

Expert compliance support for a variety of firms including hedge funds, private equity firms, wealth managers, corporate finance and broker-dealers.

European Compliance Services

European Compliance Services

Comprehensive compliance and regulatory support for EU firms.

UK Compliance Services

UK Compliance Services

Comprehensive compliance and regulatory support for FCA authorized firms.

FCA Authorization Application for Financial Services

FCA Authorization Application for Financial Services

Our authorization service offers a full project management process ensuring that resources can be focused on other areas of the business.

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