In this edition of Regulatory Focus, the experts in Duff & Phelps’ UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by the Financial Conduct Authority (FCA) during April 2019.
- The FCA’s priorities for 2019/20
- The European Securities and Market Authority (ESMA) publishes MIFID II supervisory briefing
- Enforcement actions
- Brexit Update: EU Financial Regulators highlight risks of a no-deal Brexit and Asset price volatility and FCA and Australian Securities and Investments Commission agree to strengthen cooperation post-Brexit