Fri, Mar 22, 2019

Regulatory Focus - March 2019

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In this edition of Regulatory Focus, the experts in Duff & Phelps’ UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by the Financial Conduct Authority during February 2019.

Highlights include:

  • An update on Brexit planning, proposals, consultations and guidance on European Union departure
  • Appointment of the new Chair of the Financial Services Consumer Panel
  • Banking leaders’ insight into adopting the Senior Managers and Certification Regime
  • Andrew Bailey’s speech on the impact of MiFID II on research
  • Tax issues and news
  • Recent Enforcement Actions

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