Wed, Jun 3, 2020

FCA's Executive Director of Supervision – Investment, Wholesale and Specialists Delivered Speech at PIMFA’s Virtual Festival
 

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Financial Services Compliance and Regulation

Financial Services Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.

Compliance Consulting

Compliance Consulting

Expert compliance support for a variety of firms including hedge funds, private equity firms, wealth managers, corporate finance and broker-dealers.

European Compliance Services

European Compliance Services

Comprehensive compliance and regulatory support for EU firms.

UK Compliance Services

UK Compliance Services

Comprehensive compliance and regulatory support for FCA authorized firms.

FCA Authorization Application for Financial Services

FCA Authorization Application for Financial Services

Our authorization service offers a full project management process ensuring that resources can be focused on other areas of the business.

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