Thu, Aug 10, 2017

Regulatory Focus - Issue 109

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In this edition of Regulatory Focus, Duff & Phelps provides a synopsis of the FCA's latest news and publications issued in June and July 2017.

Highlights include:

  • Countdown Until MiFID II: Less Than 100 Business Days
  • FCA Publishes Quarterly Consultation Paper

  • Individual Accountability: Extending the Senior Managers and Certification Regime to all FCA firms

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