Thu, Aug 10, 2017
Regulatory Focus - Issue 109
In this edition of Regulatory Focus, Duff & Phelps provides a synopsis of the FCA's latest news and publications issued in June and July 2017.
Highlights include:
- Countdown Until MiFID II: Less Than 100 Business Days
-
FCA Publishes Quarterly Consultation Paper
- Individual Accountability: Extending the Senior Managers and Certification Regime to all FCA firms
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