In this edition of Regulatory Focus, the experts in Duff & Phelps’ UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by the Financial Conduct Authority during January 2019.
- An update on Brexit planning and consultations, and a reminder that the notification for the temporary permissions regime is now open
- ESMA’s standards on supervisory co-operation under the secularization regulation
- Effective stewardship proposal
- Tax issues and news
- ESMA report on accepted market practices and other publications