Thu, Feb 14, 2019

Regulatory Focus - February 2019

/en/our-team/jane-stoakes Jane Stoakes joined Kroll in January 2015 from Kinetic Partners.

Jane Stoakes

In this edition of Regulatory Focus, the experts in Duff & Phelps’ UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by the Financial Conduct Authority during January 2019.

Highlights include:

An update on Brexit planning and consultations, and a reminder that the notification for the temporary permissions regime is now open
ESMA’s standards on supervisory co-operation under the secularization regulation
Effective stewardship proposal
Tax issues and news
ESMA report on accepted market practices and other publications

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