Thu, Feb 14, 2019

Regulatory Focus - February 2019

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In this edition of Regulatory Focus, the experts in Duff & Phelps’ UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by the Financial Conduct Authority during January 2019.

Highlights include:

  • An update on Brexit planning and consultations, and a reminder that the notification for the temporary permissions regime is now open 
  • ESMA’s standards on supervisory co-operation under the secularization regulation
  • Effective stewardship proposal
  • Tax issues and news
  • ESMA report on accepted market practices and other publications

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