Financial Compliance and Regulation Insights

Thu, Mar 9, 2017

Regulatory Focus - February 2017

/en/our-team/jane-stoakesJane Stoakes joined Kroll in January 2015 from Kinetic Partners.

Jane Stoakes

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In this edition of Regulatory Focus, Duff & Phelps provides a synopsis of the FCA's latest news and publications issued in February 2017.

Highlights include:

  • MiFID II Topics and Challenges

  • EMIR Margin Requirements

  • Top Five Deficiencies Identified by the SEC

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