Thu, Mar 9, 2017

Regulatory Focus - February 2017

Download the Report

In this edition of Regulatory Focus, Duff & Phelps provides a synopsis of the FCA's latest news and publications issued in February 2017.

Highlights include:

  • MiFID II Topics and Challenges

  • EMIR Margin Requirements

  • Top Five Deficiencies Identified by the SEC

Financial Services Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.