In this edition of Regulatory Focus, the experts in Duff & Phelps’ UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by the Financial Conduct Authority (FCA) during July 2019.
Highlights include:
- Duff & Phelps launches Senior Managers and Certification Regime (SM&CR) Toolkit
- The European Securities and Markets Authority updates its EMIR Q&A
- CSSF Brexit notifications
- The FCA provides clarity on current crypto assets regulation
- Supervisory and enforcement matters
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