Regulatory Focus - April 2018 Compliance

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Regulatory Focus - April 2018

In this edition of Regulatory Focus, the experts in Duff & Phelps’ UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by the Financial Conduct Authority during March 2018.

  • The FCA’s statement on the United Kingdom’s withdrawal from the European Union, following the March European Council
  • The Chief Executive of the FCA’s recent speech, covering developments in the markets, the introduction of MiFID II and the FCA’s work on LIBOR
  • Proposed changes to the AIFMD and UCITS Directives
  • Recent Enforcement Actions
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