Investigations, Diligence & Compliance
Kroll’s Investigations, Diligence and Compliance practice leverages our best-in-class multidisciplinary team to help businesses, law firms, financial institutions, private equity firms, government agencies, non-profit organizations and individuals meet their most critical challenges.
Kroll’s Investigations, Diligence and Compliance practice leverages the skills and experience of our best-in-class multidisciplinary team to help our clients meet their most critical challenges. We use our global reach and deep expertise in forensic investigations, business intelligence and due diligence solutions to provide the facts and analyses they need to make vital business decisions.
We work with:
- Law firms
- Financial institutions
- Private equity firms
- Corporates
- Government agencies
- Non-profit organizations
- Individuals
Discover how Kroll helped a commercial goods conglomerate avoid reputational and financial harm while also protecting the people, assets and value of its well-established brand.
Investigations
Kroll has a legacy of over 50 years of successfully executing some of the most complex investigations and litigation support engagements in virtually every jurisdiction globally. Our capabilities span the spectrum of investigative work, including:
- Fraud and corruption investigations
- Financial investigations
- Asset tracing and recovery
- Trial consulting services
- Workplace misconduct investigations
- Regulatory investigations
Diligence
Kroll offers comprehensive, seamless due diligence services to meet every business need. Our risk-based diligence solutions ensure full compliance with a wide range of anti-money laundering (AML), anti-bribery and corruption (ABC), sanctions, and environmental, social and governance (ESG) regulatory requirements.
- Investigative due diligence
- Risk-based, volume-driven integrity due diligence
- Source of funds and beneficial ownership identification
- Supply chain diligence
- Country risk and market entry studies
- Competitor intelligence
- Pre-IPO due diligence corporate contest/hostile M&A
- Reputational risk
- Maritime diligence
- Business intelligence
Compliance
Kroll provides financial institutions and corporations with the specialized expertise and resources they need to meet compliance and regulatory obligations and respond to risks. We are trusted by companies worldwide to help establish policies and programs aimed toward preventing fraud and complying with AML, Office of Foreign Assets Control (OFAC) and ABC laws and regulations.
Our robust compliance capabilities encompass:
- Financial crime advisory
- Fraud/corruption prevention and detection
- Corporate compliance advisory
- Integrity monitorships and independent consultancies
- Fintech compliance
Technology
Leveraging data and technology to support compliance and identify potential risks is paramount to managing an organization's risk profile. Kroll’s digital tools enable companies to monitor and detect risk, ensuring compliance and proper safeguards are in place.Recent Industry Recognition
 | BW Legal World - Global Legal Leaders Awards 2024
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 | Private Equity Wire European Awards 2024
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 | Private Equity Wire US Awards 2023
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 | Forensic Accountants 2022
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 | Gartner - 2021
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 | Global Investigations Review (GIR) 100 - 2021
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 | Resolver (A Kroll Business) - ISC West Award Winner
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Kroll's 2025 Financial Crime Report
From pivotal elections to advances in AI to heightened geopolitical tensions, the events of the past year have only amplified the challenges of fighting financial crime. Based on data from over 600 executives across the globe, our report provides insight to help leaders prepare for what’s next.
Stay Ahead with Kroll
Forensic Investigations and Monitorships
The Kroll Investigations, Diligence and Compliance team consists of experts in forensic investigations and intelligence, delivering actionable data and insights that help clients worldwide make critical decisions and mitigate risk.
