Now in its sixth year, Duff & Phelps’ Global Enforcement Review (GER) 2019 provides insight on recent enforcement trends in the financial services industry. This snapshot report provides a summary of penalty amounts globally.
In compiling this research and analysis, we have drawn on Corlytics’ extensive RiskFusion Global Enforcement database. Corlytics is a world leading provider of regulatory risk intelligence to enable organisations to take a data-driven approach to regulatory resource allocation. The firm prioritizes and selects penalties for inclusion in the database based on the following criteria:
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