Fri, Nov 18, 2022

Regulatory Update—Third Quarter 2022

The Financial Services Compliance and Regulation practice of Kroll provides updates from the European Securities and Markets Authority (ESMA), the French Autorité des marchés financiers (AMF) and Luxembourg’s Commission de Surveillance du Secteur Financier (CSSF) for asset managers during Q3 2022.

How we can help

Financial Services Compliance and Regulation

Financial Services Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.

European Compliance Services

European Compliance Services

Comprehensive compliance and regulatory support for EU firms.

Global

Global

Assistance to develop, implement, and manage global compliance and regulatory consulting programs.

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