Issuer Services

Recognized market leader with unique expertise to deliver global, tech-enabled solutions for liability management transactions, restructurings, and corporate actions of any complexity.

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Kroll’s Issuer Services practice helps you stay ahead of your business needs through expert anticipation, innovative efficiency and exceptional customer service — allowing you the opportunity to move forward confidently.

Our Issuer Services team, the combination of legacy Lucid Issuer Services and Prime Clerk’s Global Corporate Actions teams, offers unique, turnkey solutions for a wide range of debt restructuring, corporate actions and liability management services globally.

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Managed 2,500 + deals across all market sectors globally and numerous foreign jurisdictions
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#1 in Europe for 10 consecutive years
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200+ years of combined experience across global team
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Authorized and regulated by Financial Conduct Authority in UK

With 200+ years of combined global expertise, we offer end-to-end solutions for all levels of debt capital market transactions complexity. We have unmatched public securities and solicitation expertise and understand the intricacies of handling clearing systems and related information technology requirements involved in communicating the needs of issuers or borrowers to their investors.

We are available around the clock through hubs in EMEA, APAC and the US to offer first-in-class customer service with a proactive point of view. Our powerful insights drive efficient, tech-enabled processes with seamless delivery and efficiency.

Less paperwork. Less back-and-forth. More time for you to move your business forward.

Why Choose Kroll

Expertise

Our unique team of experts has decades of experience in understanding debt capital markets, clearing systems and the related information technology requirements. We understand industry standards and are at the forefront of creating best practices: we lead through innovation.

Technology Driven Solutions

Our streamlined systems, processes and data security measures drive accuracy, efficiency and cost savings while providing unlimited scalability.

Exceptional Customer Service

With multi-lingual experts available across the globe, we are available around the clock to offer exceptional service and proactive solutions.

Recognized Market Leader

We’ve acted in various capacities on many of the largest and most complex financial transactions in the market and are consistently ranked number one in Europe by Bloomberg.

Our Capabilities
 
  • Information and Identification Agent
  • Noticing and Solicitation Agent
  • Tender and Exchange Agent
  • Balloting and Real Time Tabulation
  • Settlement and Distribution Agent

 

Kroll Issuer Services Limited is registered in England and Wales as private limited company with a number 05098454 and office address: The Shard, 32 London Bridge Street, London, England, SE1 9SG. Kroll Issuer Services Limited is authorized and regulated in the UK by the Financial Conduct Authority with firm reference number 548041. Kroll Issuer Services Limited - Remuneration Disclosure. Kroll Issuer Services Limited - Pillar 3 Risk Disclosure

Connect with us
Sunjeeve Patel
Sunjeeve D. Patel
Managing Director and Head of Issuer Services
Issuer Services
London
Phone
Yves Theis
Yves Theis
Managing Director
Issuer Services
London
Phone
Christina Pullo
Christina Pullo
Managing Director, Head of Restructuring Administration and Issuer Services
Restructuring Administration
New York
Phone
James Daloia is a Director of Solicitation and Public Securities at Prime Clerk.
James Daloia
Senior Director, Restructuring Administration and Issuer Services
Restructuring Administration
New York
Phone

See all servicesStay Ahead with Kroll

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Valuation of businesses, assets and alternative investments for financial reporting, tax and other purposes.

Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate and remediate operational security, legal, compliance and regulatory risk.

Corporate Finance and Restructuring

Comprehensive investment banking, corporate finance, restructuring and insolvency services to investors, asset managers, companies and lenders.

Cyber Risk

Incident response, digital forensics, breach notification, managed detection services, penetration testing, cyber assessments and advisory.

Environmental, Social and Governance

Advisory and technology solutions, including policies and procedures, screening and due diligence, disclosures and reporting and investigations, value creation, and monitoring.

Investigations and Disputes

World-wide expert services and tech-enabled advisory through all stages of diligence, forensic investigation, litigation and testimony.

Business Services

Expert provider of complex administrative solutions for capital events globally. Our services include claims and noticing administration, debt restructuring and liability management services, agency and trustee services and more.

Carlson Travel
  • Administered exchange offer, consent solicitation, and rights offering to holders of U.S. and Euro notes
  • Managed issuance of new notes through multi-national securities depositories
  • Partnered with Lucid Issuer Services on international matters
CWT
Carlson Travel
  • Third party tender offer and consent solicitation in the context of an M&A transaction by CD&R for holders of 4 series of Notes with £1.1 billion in principal amount of notes
  • Complex transaction with concurrent put option running alongside the tender offer
  • All four meetings were quorate and all resolutions passed at first call
Morrisons
  • Third party tender offer and consent solicitation in the context of an M&A transaction by CD&R for holders of 4 series of Notes with £1.1 billion in principal amount of notes
  • Complex transaction with concurrent put option running alongside the tender offer
  • All four meetings were quorate and all resolutions passed at first call