ESOP and ERISA Advisory
Kroll Corporate Finance’ ESOP/ERISA practice is a leading valuation and corporate finance advisor to companies and ERISA fiduciaries.
We are the firm of choice for structuring, raising financing and valuing stock in employee stock ownership plan (ESOP) transactions and nonpublic assets, including employer securities held by ESOPs and ERISA pension plans. A pioneer in ESOP planning and transaction execution, we guide principals, companies and fiduciaries through the complex financial and valuation implications of the financial, regulatory and tax aspects of these transactions.
ESOP and ERISA Advisory and Valuation Services
- Transaction design, structuring and financing
- Fairness opinions
- Feasibility studies
- Valuations
- Sustainability consulting
- Mergers and acquisitions
- Valuations of illiquid assets held in ERISA plans
- Assisting fiduciaries in monitoring investments
- Advising ERISA fiduciaries in transactions, including IPOs
Contact Us
Elyse Bluth
Managing Director
ESOP and ERISA Advisory
Chicago
Elyse Bluth
Danielle Montesano
Managing Director
ESOP and ERISA Advisory
Chicago
Danielle Montesano
Chris Janssen
Managing Director and Global Head of Transaction Opinions
Fairness and Solvency Opinions
Chicago
Chris Janssen
Robert A. Bartell, CFA
President, Corporate Finance
Chicago
Robert A. Bartell, CFA
Sheryl Cefali
Managing Director
Fairness and Solvency Opinions
Los Angeles
Sheryl Cefali
David Turf
Managing Director
Fairness and Solvency Opinions
Chicago
David Turf
Stay Ahead with Kroll
Business Services
Technology-enabled legal and business solutions for corporate restructurings, settlement administrations, issuer services, agent and trustee services, and other complex support needs.
Compliance and Regulation
End-to-end governance, advisory and monitorship solutions to detect, mitigate and remediate operational security, legal, compliance and regulatory risk.
Corporate Finance and Restructuring
Comprehensive corporate finance, investment banking, restructuring and insolvency services for investors, asset managers, companies and lenders.
Cyber Risk
Incident response, digital forensics, breach notification, managed detection services, penetration testing, cyber assessments and advisory.
Investigations and Disputes
World-wide expert services and tech-enabled advisory through all stages of diligence, forensic investigation, litigation and testimony.
Restructuring
Financial and operational restructuring and enforcement of security, including investigation, preservation and realization of assets for investors, lenders and companies.
Valuation
Valuation of businesses, assets and alternative investments for financial reporting, tax and other purposes.
Case Studies
Sell Side Advisor
Kroll Corporate Finance Advised The PMT Group on the Sale of Its Ring Precision and Dieco Businesses to Culper Capital Partners
and
have been acquired by
Sell Side Advisor
Kroll Corporate Finance Advised Busby Metals, Inc. on Its Sale to Wieland Group
has been acquired by
Sell Side Advisor
Kroll Corporate Finance Advised Crestwood Technology Group on Its Sale to Triman Industries, a Portfolio Company of AE Industrial Partners
has been acquired by
a portfolio company of
Sell Side Advisor
Kroll Corporate Finance Advised Calco Aerospace on Its Sale to FDH Aero
has been acquired by
Sell Side Advisor
Duff & Phelps, A Kroll Business, Advised BOF Corporation on Its Sale to LaSalle Capital
has been acquired by
Fairness Opinion
Duff & Phelps, A Kroll Business, Provided a Fairness Opinion to LAACO, Ltd., in Connection With Its Sale to CubeSmart for Approximately $1.7 Billion
has entered into an agreement to acquire
the owner of
Exclusive Financial Advisor
Duff & Phelps, A Kroll Business, Advised Piemonte Holding on Its Transactions with Oi S.A., Globo Comunicação e Participações S/A and Goldman Sachs Asset Management
has completed three transactions
Exclusive Financial Advisor
Duff & Phelps, A Kroll Business, Advised Insignia Health on Its Sale to Phreesia
has been acquired by
Exclusive Financial Advisor
Duff & Phelps, A Kroll Business, Advised AHI International Corporation on Its Sale to Certares Management, LLC
has been acquired by
Exclusive Financial Advisor
Duff & Phelps, A Kroll Business, Advised Groupe Rossignol on the Divestiture of Its Bicycle Brand, Felt Bicycles, to Pierer Mobility AG
a brand division of
has been acquired by
