Regulatory Focus Newsletter-December 2015

December 1, 2015

In this edition of Regulatory Focus, we provide the recent news and publications from the Financial Conduct Authority (FCA) including:

  • Examining the future of AML regulations-speech by Rob Gruppetta
  • Wholesale market policy-a year in review
  • Flows of confidential and inside information
  • JFSC’s amendments to Codes of Practice

Stay Ahead with Kroll

Financial Services Compliance and Regulation

In the ever-evolving financial services landscape, Kroll's award-winning team offers comprehensive regulatory and compliance services, guiding clients through registration, licensing, and compliance support to minimize risks and enhance efficiency globally.