- The new prudential rules and the ICARA process starting in January 2022
- Regulatory technical standards - delayed application
- Proposals for stronger requirements on oversight appointed representatives
FCA Updates – November - December
- Drivers of change in the financial services industry
- How the FCA is committed to helping investors consider ESG as part of investment decisions
- A strategy for positive sustainable change
- Digital regulation cooperation forum
- A joint memorandum of understanding signed with the FMSB
- FCA writes to a further 950 DP pension advice customers
- Investment Firms Prudential Regime final rules published
- Financial regulators publish fourth edition of plan for upcoming work
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