FCA Key Topics – June-August 2021
Read more about the key topics on the FCA’s agenda during the past two months which includes:
- The FCA’s domestic implementation of the EU’s Investment Firm Prudential Regime
- Various Environmental, Social and Governance matters
Areas covered:
- LIBOR—six months to go
- Fund managers falling short on assessing the value of their funds
- Guilty of forgery
- FCA bans convicted fraudster from carrying out regulated activity
- FCA Business Plan 2021/22
Areas covered:
- Temporary Registration Regime extended for cryptoasset businesses
- The FCA has selected a new Chair of its independent Markets Practitioner Panel
- Switch to Secured Overnight Financing Rate (SOFR) in USD interest rate swap starting 26 July 2021
- FCA research reveals increase in cryptoasset ownership
- Building a regulatory environment for the future
- FCA and PRA publish joint policy statement on margin requirements for non-centrally cleared derivatives
- FCA appeal for victims of illegal investment scheme to come forward
- FCA review finds weaknesses in some “host” Authorized Fund Management firms’ governance and operations
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